William Becker has been Vice President/Chief Operating Officer/Chief Chief Compliance Officer of DeDora Capital since May 2015, is a control person of the firm and directly owns between 5% and 10% of it.
Dedora Capital, Inc. is a Napa, CA firm with $551M under management, 467 clients and 4 advisers in one office, as of its March 2026 filing.
William Becker’s longest registration is the current one, 11 years at DeDora Capital since 2015. Before joining DeDora Capital in 2015, William Becker was registered through Wells Fargo Advisors Financial Network, LLC.
- Wells Fargo Advisors Financial Network, LLC– · 2 yearsNapa, CA · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
William Becker is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in May 2015.
- CaliforniaSince 22 May 2015
- TexasResidentSince 22 May 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 December 2012 |
| Series 7 | General Securities Representative Examination | 7 November 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Alex Becker
- CRD
- 6131583
- Firm
- DeDora Capital · CRD 177523
- Role
- Vice President/Chief Operating Officer/Chief Chief Compliance Officer
- Office
- 1600 MAIN STREET, Napa, CA 94559
- Registration
- Investment adviser registration
- In the industry since
- December 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does William Becker work?
William Becker has been Vice President/Chief Operating Officer/Chief Chief Compliance Officer of Dedora Capital, Inc. since May 2015, and is a control person of the firm.
Is William Becker a financial advisor?
Yes. William Becker has a current investment-adviser registration in California and Texas, through DeDora Capital since May 2015.
How many years of experience does William Becker have?
William Becker has 13 years in the financial industry, since December 2012, across 2 adviser firms.
What exams has William Becker passed?
William Becker has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2012. FINRA credited William Becker with the SIE, which began in October 2018.
Where is William Becker based?
William Becker’s registered office is in Napa, CA.
Is William Becker registered with FINRA?
No. William Becker has no current broker registration.
How can I verify William Becker’s record?
Search CRD 6131583 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Becker’s full registration record.
