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Wendy Umphrey

Partner at Baker Street Advisors

Officer record from the firm’s Form ADVForm ADV filed 30 July 2026

Wendy Umphrey is Partner of Baker Street Advisors, LLC, a San Francisco investment adviser.

Role at Baker Street Advisors

Title on Schedule A
Partner
Control
Wendy Umphrey is a control person of Baker Street Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Wendy Umphrey has held the filed role since January 2020.

The firm

Baker Street Advisors, LLC
San Francisco, CA

Form ADV filed 30 July 2026

$20.8B AUM538 clients15 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Wendy Umphrey is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Wendy Umphrey
CRD
4749938
Firm
Baker Street Advisors, LLC
Record basis
Form ADV officer listing
Firm bio
bakerstreetadvisors.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Baker Street identifies Wendy Umphrey as a Partner and member of its Investment Committee. The biography lists a B.A. in Political Science from the University of Michigan. Official firm biography

Education

Common questions

Where does Wendy Umphrey work?

Wendy Umphrey has been Partner of Baker Street Advisors, LLC since January 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Leadership at Baker Street Advisors

Sources

  1. IAPD individual lookup, CRD 4749938. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Baker Street Advisors, LLC, filed 30 July 2026. Title, control and ownership bands.
  3. Baker Street Advisors team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Wendy Umphrey or Baker Street Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.