Wendell Franklin has been an investment adviser representative at Chicago Capital Management Advisors since January 2017, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Wendell Franklin’s longest registration is the current one, 9 years at Chicago Capital Management Advisors since 2017.
- American Trust Investment Services Advisory, Inc.Also current– present · 7 yearsChicago, IL · Adviser representative · Firm CRD 299547
- – present · 9 yearsAdviser representative · Firm CRD 123483
Investment adviser representative registrations
Wendell Franklin is registered as an investment adviser representative in 3 states. The first approvals date from January 2017; the most recent is South Carolina, in April 2026.
- IllinoisSince 25 January 2017
- IndianaSince 17 September 2019
- South CarolinaSince 1 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 January 2017 |
| Series 7 | General Securities Representative Examination | 19 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 June 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Wendell Cory Franklin
- CRD
- 2484466
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Wendell Franklin work?
Wendell Franklin is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since January 2017, and is not listed among the firm’s executive officers or direct owners.
Is Wendell Franklin a financial advisor?
Yes. Wendell Franklin has a current investment-adviser registration in Illinois, Indiana and South Carolina, through Chicago Capital Management Advisors since January 2017.
How many years of experience does Wendell Franklin have?
Wendell Franklin has 32 years in the financial industry, since August 1994, across 2 adviser firms.
What exams has Wendell Franklin passed?
Wendell Franklin has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in June 1994. FINRA credited Wendell Franklin with the SIE, which began in October 2018.
Is Wendell Franklin registered with FINRA?
Yes. Wendell Franklin has a current broker registration, under CRD 2484466.
Source: FINRA BrokerCheck
How can I verify Wendell Franklin’s record?
Search CRD 2484466 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Wendell Franklin’s full registration record.