Career
Vivek Agrawal has been Director of Principal Securities since March 2025. Vivek Agrawal is a control person of the firm and directly owns under 5% of it.
Principal Securities, Inc. is a Des Moines, IA firm with $17B under management, 51,941 clients and 1,464 advisers across 359 offices, as of its March 2026 filing.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Vivek Agrawal is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Vivek Agrawal
- CRD
- 8050381
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Vivek Agrawal work?
Vivek Agrawal has been Director of Principal Securities, Inc. since March 2025, and is a control person of the firm.
Leadership at Principal Securities
- Michael MurrayPresident/Chief Executive Officer/Chair
- Craig SpadaforaSenior Vice President
- Dawn RobertsChief Financial Officer
- Thomas DroganChief Compliance Officer
- Chad Thomas ClaireChief Information Officer
- Amy Christine FriedrichDirector
- Cody LawlerHead of Supervision, Head of Operations
- Kenneth Allen MccullumDirector
- Douglas RantsChief Information Security Officer
- Nathan Paul SchelhaasDirector
- Daniel VanWinklePsi Aml Officer