Role at Principal Securities
- Title on Schedule A
- Director
- Control
- Kenneth Allen Mccullum is a control person of Principal Securities.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Kenneth Allen Mccullum has held the filed role since May 2021.
The firm
Form ADV filed 30 March 2026
Career on record
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for Kenneth Allen Mccullum is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Kenneth Allen Mccullum
- CRD
- 4695257
- Record basis
- Form ADV officer listing
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Kenneth Allen Mccullum work?
Kenneth Allen Mccullum has been Director of Principal Securities, Inc. since May 2021, and is a control person of the firm.
Leadership at Principal Securities
- Michael Francis MurrayPresident/Chief Executive Officer/Chair
- Craig Alan SpadaforaSenior Vice President /
- Dawn Marie RobertsChief Financial Officer
- Thomas John DroganChief Compliance Officer
- Vivek AgrawalDirector
- Chad Thomas ClaireChief Information Officer
- Amy Christine FriedrichDirector
- Cody Anthony LawlerHead of Supervision, Head of Operations
- Douglas John RantsChief Information Security Officer
- Nathan Paul SchelhaasDirector
- Daniel Simon VanwinklePsi Aml Officer