Vishal Kumar has been Principal of Twin Peaks Wealth Advisors since October 2022, is a control person of the firm and directly owns between 50% and 75% of it.
Twin Peaks Wealth Advisors, LLC is a firm with $585M under management, 431 clients and 9 advisers across 4 offices, as of its September 2026 filing.
Vishal Kumar’s longest registration was 7 years at LPL Financial LLC (2015–2022). Before joining Twin Peaks Wealth Advisors in 2022, Vishal Kumar was registered through LPL Financial LLC and Northwestern Mutual Investment Services,llc.
- LPL Financial LLC– · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 6413
- Northwestern Mutual Investment Services,llc– · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Vishal Kumar is registered as an investment adviser representative in 3 states. The first approvals date from December 2022; the most recent are New York and Texas, in January 2024.
- CaliforniaSince 12 December 2022
- New YorkSince 9 January 2024
- TexasSince 9 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 May 2012 |
| Series 7 | General Securities Representative Examination | 16 April 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5763449
- Firm
- Twin Peaks Wealth Advisors · CRD 323817
- Role
- Principal
- Registration
- Investment adviser registration
- In the industry since
- April 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Vishal Kumar work?
Vishal Kumar has been Principal of Twin Peaks Wealth Advisors, LLC since October 2022, and is a control person of the firm.
Is Vishal Kumar a financial advisor?
Yes. Vishal Kumar has a current investment-adviser registration in California, New York and Texas, through Twin Peaks Wealth Advisors since December 2022.
How many years of experience does Vishal Kumar have?
Vishal Kumar has 14 years in the financial industry, since April 2012, across 3 adviser firms.
What exams has Vishal Kumar passed?
Vishal Kumar has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2012. FINRA credited Vishal Kumar with the SIE, which began in October 2018.
Where did Vishal Kumar work before Twin Peaks Wealth Advisors?
Before Twin Peaks Wealth Advisors, Vishal Kumar was registered through Northwestern Mutual Investment Services,llc, May 2012 to March 2015.
Is Vishal Kumar registered with FINRA?
No. Vishal Kumar has no current broker registration.
How can I verify Vishal Kumar’s record?
Search CRD 5763449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vishal Kumar’s full registration record.