Tushar Kumar has been Principal of Twin Peaks Wealth Advisors since October 2022, is a control person of the firm and directly owns between 50% and 75% of it.
Twin Peaks Wealth Advisors, LLC is a firm with $585M under management, 431 clients and 9 advisers across 4 offices, as of its September 2026 filing.
Tushar Kumar’s longest registration was 7 years at LPL Financial LLC (2015–2022). Before joining Twin Peaks Wealth Advisors in 2022, Tushar Kumar was registered through LPL Financial LLC and Northwestern Mutual Investment Services,llc.
- LPL Financial LLC– · 7 yearsBurlingame, CA · Adviser representative · Firm CRD 6413
- Northwestern Mutual Investment Services,llc– · 5 yearsSan Francisco, CA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Tushar Kumar is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2022; the most recent is Texas, in January 2024.
- CaliforniaSince 12 December 2022
- TexasResidentSince 10 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 November 2009 |
| Series 7 | General Securities Representative Examination | 22 September 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5703412
- Firm
- Twin Peaks Wealth Advisors · CRD 323817
- Role
- Principal
- Registration
- Investment adviser registration
- In the industry since
- September 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Tushar Kumar work?
Tushar Kumar has been Principal of Twin Peaks Wealth Advisors, LLC since October 2022, and is a control person of the firm.
Is Tushar Kumar a financial advisor?
Yes. Tushar Kumar has a current investment-adviser registration in California and Texas, through Twin Peaks Wealth Advisors since December 2022.
How many years of experience does Tushar Kumar have?
Tushar Kumar has 17 years in the financial industry, since September 2009, across 3 adviser firms.
What exams has Tushar Kumar passed?
Tushar Kumar has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2009. FINRA credited Tushar Kumar with the SIE, which began in October 2018.
Where did Tushar Kumar work before Twin Peaks Wealth Advisors?
Before Twin Peaks Wealth Advisors, Tushar Kumar was registered through Northwestern Mutual Investment Services,llc, December 2009 to March 2015.
Is Tushar Kumar registered with FINRA?
No. Tushar Kumar has no current broker registration.
How can I verify Tushar Kumar’s record?
Search CRD 5703412 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tushar Kumar’s full registration record.