Katrina Hermanson has been CCO & COO of Twin Peaks Wealth Advisors since November 2022, is not listed as a control person, but directly owns under 5% of the firm.
Twin Peaks Wealth Advisors, LLC is a firm with $585M under management, 431 clients and 9 advisers across 4 offices, as of its September 2026 filing.
Katrina Hermanson’s longest registration is the current one, 3 years at Twin Peaks Wealth Advisors since 2022. Before joining Twin Peaks Wealth Advisors in 2022, Katrina Hermanson was registered through LPL Financial LLC.
- Twin Peaks Wealth AdvisorsCurrent– present · 3 yearsWichita Falls, TX · Adviser representative · Firm CRD 323817
- LPL Financial LLC– · under a yearFort Worth, TX · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Katrina Hermanson is registered as an investment adviser representative in 2 states. Each was approved in December 2022.
- CaliforniaSince 14 December 2022
- TexasSince 14 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 12 November 2022 |
| Series 66 | Uniform Combined State Law Examination | 8 October 2022 |
| Series 7TO | General Securities Representative Examination | 11 June 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 99 | Operations Professional Examination | 27 September 2018 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Full name
- Katrina Lynn Hermanson
- CRD
- 6767957
- Firm
- Twin Peaks Wealth Advisors · CRD 323817
- Role
- CCO & COO
- Office
- Wichita Falls, TX
- Registration
- Investment adviser registration
- In the industry since
- November 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Katrina Hermanson work?
Katrina Hermanson has been CCO & COO of Twin Peaks Wealth Advisors, LLC since November 2022.
Is Katrina Hermanson a financial advisor?
Yes. Katrina Hermanson has a current investment-adviser registration in California and Texas, through Twin Peaks Wealth Advisors since December 2022.
How many years of experience does Katrina Hermanson have?
Katrina Hermanson has 7 years in the financial industry, since November 2018, across 2 adviser firms.
What exams has Katrina Hermanson passed?
Katrina Hermanson has passed 4 licensing exams: the Series 99, Series 7TO, Series 66 and Series 24. The earliest, the Series 99, was passed in September 2018. FINRA credited Katrina Hermanson with the SIE, which began in October 2018.
Where is Katrina Hermanson based?
Katrina Hermanson’s registered office is in Wichita Falls, TX.
Is Katrina Hermanson registered with FINRA?
No. Katrina Hermanson has no current broker registration.
How can I verify Katrina Hermanson’s record?
Search CRD 6767957 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katrina Hermanson’s full registration record.