Vincent Whelan has been an investment adviser representative at Whelan Financial since May 2012, and is not listed among the firm’s executive officers or direct owners.
Whelan Financial is a Fresno, CA firm with $782M under management, 512 clients and 7 advisers across 2 offices, as of its January 2026 filing.
Investment adviser representative registrations
Vincent Whelan is registered as an investment adviser representative in 2 states. The first approvals date from May 2012; the most recent is Texas, in June 2025.
- CaliforniaSince 24 May 2012
- TexasSince 27 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2003 |
| Series 24 | General Securities Principal Examination | 22 July 1991 |
| Series 7 | General Securities Representative Examination | 19 November 1988 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Vincent Joseph Whelan
- CRD
- 1900908
- Firm
- Whelan Financial · CRD 107227
- Office
- 7700 NORTH PALM AVE. #201, Fresno, CA 93711-5780
- Registration
- Investment adviser registration
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Vincent Whelan work?
Vincent Whelan is an investment adviser representative registered through Whelan Financial since May 2012, and is not listed among the firm’s executive officers or direct owners.
Is Vincent Whelan a financial advisor?
Yes. Vincent Whelan has a current investment-adviser registration in California and Texas, through Whelan Financial since May 2012.
How many years of experience does Vincent Whelan have?
Vincent Whelan has 14 years in the financial industry, since May 2012, across 1 adviser firm.
What exams has Vincent Whelan passed?
Vincent Whelan has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in November 1988.
Where is Vincent Whelan based?
Vincent Whelan’s registered office is in Fresno, CA.
Is Vincent Whelan registered with FINRA?
No. Vincent Whelan has no current broker registration.
How can I verify Vincent Whelan’s record?
Search CRD 1900908 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vincent Whelan’s full registration record.
- Portia WhiteChief Executive Officer and Partner
- Taylor WhelanChief Financial Officer & Partner
- Michael RyanChief Compliance Officer
- Stephen DetweilerChief Trading Officer & Partner
- Kasandra Ann Silva DieuChief of Operations & Partner