Varinder Bhathal is Chief Financial Officer and Director of Sprott Asset Management USA, is a control person of the firm and directly owns under 5% of it. Varinder Bhathal holds a Bachelor of Commerce from Toronto Metropolitan University.
Sprott Asset Management USA is an investment adviser based in Darien, CT, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include investment companies, high-net-worth individuals and individual clients. Its regulatory assets under management total $10.1 billion, as filed on 30 March 2026. Its fees, ownership and offices are on the firm’s profile.
Varinder Bhathal is Managing Partner, Chief Controller and Treasurer of Sprott Inc. and the Chief Financial Officer for the company's legal entities and funds. She oversees Sprott's corporate finance, compensation, investment operations, treasury, and financial planning and analysis teams.
Professional designations
Listed by Sprott Asset Management USA
- CPA Ontario Fellow (FCPA)
- CRD
- 7091442
- Firm
- Sprott Asset Management USA · CRD 139022
- Role
- Chief Financial Officer; Director
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Darien, CT
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sprott.com
Where does Varinder Bhathal work?
Varinder Bhathal is Chief Financial Officer; Director of Sprott Asset Management USA Inc., and is a control person of the firm.
How can I verify Varinder Bhathal’s record?
Varinder Bhathal’s role is listed on Sprott Asset Management USA Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 139022.
