Robert Villaflor is Director and Managing Partner - Sprott Wealth Management of Sprott Asset Management USA, is a control person of the firm and directly owns under 5% of it. Robert Villaflor holds a BS in Finance from Marquette University and an MBA in Finance from DePaul University.
Sprott Asset Management USA Inc. is a Darien, CT firm with $10.1B under management, 3,362 clients and 35 advisers across 5 offices, as of its March 2026 filing.
Robert Villaflor is Managing Partner of Sprott Inc. and Chief Executive Officer of Sprott Wealth Management. His financial services career began in 1992. Before joining Sprott he was with Regal Securities, where he served as President of both the broker-dealer and its affiliated registered investment adviser; he was previously Regal's Chief Operating Officer and Senior Vice President of Business Development.
Robert Villaflor’s longest registration is the current one, 10 years at Sprott Asset Management USA since 2016. Before joining Sprott Asset Management USA in 2016, Robert Villaflor was registered through Regal Advisory Services, Inc.
- – present · 10 yearsDarien, CT · Adviser representative · Firm CRD 139022
- Regal Advisory Services, Inc.– · under a yearGlenview, IL · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
Robert Villaflor is registered as an investment adviser representative in California, since March 2016.
- CaliforniaSince 29 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 25 April 2016 |
| Series 66 | Uniform Combined State Law Examination | 10 December 2014 |
| Series 55 | Limited Representative-Equity Trader Exam | 19 April 2000 |
| Series 24 | General Securities Principal Examination | 15 September 1997 |
| Series 7 | General Securities Representative Examination | 25 September 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 1992 |
- Name
- Securities Trader Exam
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Robert Virgil Villaflor
- CRD
- 2202057
- Firm
- Sprott Asset Management USA · CRD 139022
- Role
- Director; Managing Partner - Sprott Wealth Management
- Office
- 320 POST ROAD, SUITE 230, Darien, CT 06820
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sprott.com
Where does Robert Villaflor work?
Robert Villaflor is Director; Managing Partner - Sprott Wealth Management of Sprott Asset Management USA Inc., and is a control person of the firm.
Is Robert Villaflor a financial advisor?
Yes. Robert Villaflor has a current investment-adviser registration in California, through Sprott Asset Management USA since March 2016.
How many years of experience does Robert Villaflor have?
Robert Villaflor has 34 years in the financial industry, since October 1992, across 2 adviser firms.
What exams has Robert Villaflor passed?
Robert Villaflor has passed 9 licensing exams: the Series 63, Series 7, Series 24, Series 55, Series 66, Series 4, Series 57TO, Series 79TO and Series 99TO. The earliest, the Series 63, was passed in September 1992. FINRA credited Robert Villaflor with the SIE, which began in October 2018.
Where did Robert Villaflor work before Sprott Asset Management USA?
Before Sprott Asset Management USA, Robert Villaflor was registered through Regal Advisory Services, Inc., February 2015 to June 2015.
Where is Robert Villaflor based?
Robert Villaflor’s registered office is in Darien, CT.
Is Robert Villaflor registered with FINRA?
Yes. Robert Villaflor has a current broker registration, under CRD 2202057.
Source: FINRA BrokerCheck
How can I verify Robert Villaflor’s record?
Search CRD 2202057 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Villaflor’s full registration record.
