Vanessa Moore has been an investment adviser representative at Zephyr Investment Management since December 2016, and is not listed among the firm’s executive officers or direct owners.
Zephyr Investment Management, Inc. is a Westlake Village, CA firm with $243M under management, 242 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Vanessa M. Moore is a Financial Advisor at Zephyr Investment Management, specializing in retirement plan consulting. She began her career in financial services at the Los Angeles branch office of 401(k) & 403(b) Advisors, consulting with non-profit and for-profit clients. She works with plan sponsors and directly with employees on their plan benefits.
- Zephyr Wealth ManagementCurrent– present · 9 yearsWestlake Village, CA · Adviser representative · Firm CRD 166303
Professional designations
Listed by Zephyr Investment Management
- CPFA
Investment adviser representative registrations
Vanessa Moore is registered as an investment adviser representative in California, since December 2016.
- CaliforniaSince 12 December 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 June 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Vanessa Marie Moore
- CRD
- 5539946
- Firm
- Zephyr Investment Management · CRD 166303
- Office
- 3625 E. THOUSAND OAKS BLVD., SUITE 145, Westlake Village, CA 91362
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- zephyrwm.com
Where does Vanessa Moore work?
Vanessa Moore is an investment adviser representative registered through Zephyr Investment Management, Inc. since December 2016, and is not listed among the firm’s executive officers or direct owners.
Is Vanessa Moore a financial advisor?
Yes. Vanessa Moore has a current investment-adviser registration in California, through Zephyr Investment Management since December 2016.
How many years of experience does Vanessa Moore have?
Vanessa Moore has 18 years in the financial industry, since June 2008, across 1 adviser firm.
What exams has Vanessa Moore passed?
Vanessa Moore has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 2008. FINRA credited Vanessa Moore with the SIE, which began in October 2018.
Where is Vanessa Moore based?
Vanessa Moore’s registered office is in Westlake Village, CA.
Is Vanessa Moore registered with FINRA?
Yes. Vanessa Moore has a current broker registration, under CRD 5539946.
Source: FINRA BrokerCheck
How can I verify Vanessa Moore’s record?
Search CRD 5539946 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Vanessa Moore’s full registration record.
