Tu Nguyen has been an investment adviser representative at Sierra Pacific Private Wealth since October 2025, and is not listed among the firm’s executive officers or direct owners.
Sierra Pacific Private Wealth, LLC is a Pleasanton, CA firm with $246M under management, 290 clients and 3 advisers across 3 offices, as of its February 2026 filing.
Tu Nguyen’s longest registration was 1 year at Callahan Financial Planning (2022–2024). Before joining Sierra Pacific Private Wealth in 2025, Tu Nguyen was registered through Dae Wealth Management and Callahan Financial Planning.
- – present · 1 yearPleasanton, CA · Adviser representative · Firm CRD 131738
- Dae Wealth Management– · under a yearCouncil Bluffs, IA · Adviser representative · Firm CRD 324692
- Callahan Financial Planning– · 1 yearElk Grove, CA · Adviser representative · Firm CRD 314571
Investment adviser representative registrations
Tu Nguyen is registered as an investment adviser representative in California, since October 2025.
- CaliforniaSince 13 October 2025
Examinations
No examinations are on Tu Nguyen’s record.
- Full name
- Tu Thien Nguyen
- CRD
- 7645641
- Firm
- Sierra Pacific Private Wealth · CRD 131738
- Office
- 7077 KOLL CENTER PARKWAY, SUITE 120, Pleasanton, CA 94566
- Registration
- Investment adviser registration
- In the industry since
- August 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Tu Nguyen work?
Tu Nguyen is an investment adviser representative registered through Sierra Pacific Private Wealth, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Tu Nguyen a financial advisor?
Yes. Tu Nguyen has a current investment-adviser registration in California, through Sierra Pacific Private Wealth since October 2025.
How many years of experience does Tu Nguyen have?
Tu Nguyen has 3 years in the financial industry, since August 2023, across 3 adviser firms.
Where did Tu Nguyen work before Sierra Pacific Private Wealth?
Before Sierra Pacific Private Wealth, Tu Nguyen was registered through Dae Wealth Management, April 2025 to September 2025; Callahan Financial Planning, October 2022 to June 2024.
Where is Tu Nguyen based?
Tu Nguyen’s registered office is in Pleasanton, CA.
Is Tu Nguyen registered with FINRA?
No. Tu Nguyen has no current broker registration.
How can I verify Tu Nguyen’s record?
Search CRD 7645641 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tu Nguyen’s full registration record.