Zheng Wan has been Principal, Chief Compliance Officer of Sierra Pacific Private Wealth since January 2005, is a control person of the firm and directly owns 75% or more of it.
Sierra Pacific Private Wealth, LLC is a Pleasanton, CA firm with $246M under management, 290 clients and 3 advisers across 3 offices, as of its February 2026 filing.
Zheng Wan’s longest registration is the current one, 11 years at Sierra Pacific Private Wealth since 2015. Before joining Sierra Pacific Private Wealth in 2015, Zheng Wan was registered through Susan Freed & Associates, Inc.
- – present · 11 yearsPleasanton, CA · Adviser representative · Firm CRD 131738
- Susan Freed & Associates, Inc.– · 1 yearWashington, DC · Adviser representative · Firm CRD 104743
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 1 June 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 May 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 4537792
- Firm
- Sierra Pacific Private Wealth · CRD 131738
- Role
- Principal, Chief Compliance Officer
- Office
- 7077 KOLL CENTER PARKWAY, SUITE 120, Pleasanton, CA 94566
- Registration
- Investment adviser registration
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Zheng Wan work?
Zheng Wan has been Principal, Chief Compliance Officer of Sierra Pacific Private Wealth, LLC since January 2005, and is a control person of the firm.
Is Zheng Wan a financial advisor?
Yes. Zheng Wan has a current investment-adviser registration, through Sierra Pacific Private Wealth since April 2015.
How many years of experience does Zheng Wan have?
Zheng Wan has 13 years in the financial industry, since July 2013, across 2 adviser firms.
What exams has Zheng Wan passed?
Zheng Wan has passed 3 licensing exams: the Series 65, Series 6 and Series 63. The earliest, the Series 65, was passed in January 2002.
Where did Zheng Wan work before Sierra Pacific Private Wealth?
Before Sierra Pacific Private Wealth, Zheng Wan was registered through Susan Freed & Associates, Inc., May 2002 to January 2004.
Where is Zheng Wan based?
Zheng Wan’s registered office is in Pleasanton, CA.
Is Zheng Wan registered with FINRA?
No. Zheng Wan has no current broker registration.
How can I verify Zheng Wan’s record?
Search CRD 4537792 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zheng Wan’s full registration record.