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Tricia Tomich

General Counsel, Chief Compliance Officer, and Secretary at Gateway Investment Advisers

Officer record from the firm’s Form ADVForm ADV filed 21 July 2026

Tricia Tomich is General Counsel, Chief Compliance Officer, and Secretary of Gateway Investment Advisers, LLC, a Cincinnati investment adviser.

Role at Gateway Investment Advisers

Title on Schedule A
General Counsel, Chief Compliance Officer, and Secretary
Control
Tricia Tomich is not a control person of Gateway Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Tricia Tomich has held the filed role since March 2021.

The firm

Gateway Investment Advisers, LLC
Cincinnati, OH

Form ADV filed 21 July 2026

$11.6B AUM318 clients10 advisers3 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Tricia Tomich is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Tricia Tomich
CRD
1311559
Firm
Gateway Investment Advisers, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Tricia Tomich work?

Tricia Tomich has been General Counsel, Chief Compliance Officer, and Secretary of Gateway Investment Advisers, LLC since March 2021.

Source: Form ADV, Schedule A, filed 21 July 2026

Leadership at Gateway Investment Advisers

  • Michael Buckius
    Chief Executive Officer, Chief Investment Officer, Board Member, and Portfolio Manager
  • Daniel Ashcraft
    Senior Vice President, Board Member, and Portfolio Manager
  • Dylan Barlow
    Vice President and Portfolio Manager
  • Daniel Beckwith
    Senior Vice President and Portfolio Manager
  • Theresa Bridge
    Vice President and Chief Financial Officer
  • Michael Knapke
    Vice President, Director of Marketing
  • Julie Schmuelling
    President, Chief Operating Officer, and Board Member
  • Stephen Solaka
    Senior Vice President and Portfolio Manager
  • Kenneth Toft
    Senior Vice President and Portfolio Manager
  • Mitchell Trotta
    Vice President and Portfolio Manager
  • David Giunta
    Board Member
  • Maxwell Hopkins
    Chief Risk Officer, Assistant General Counsel, and Compliance Officer
  • James Orfanos
    Board Member
  • Eric Ward
    Board Member

Sources

  1. IAPD individual lookup, CRD 1311559. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Gateway Investment Advisers, LLC, filed 21 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Tricia Tomich or Gateway Investment Advisers, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.