Role at Gateway Investment Advisers
- Title on Schedule A
- Chief Executive Officer, Chief Investment Officer, Board Member, and Portfolio Manager
- Control
- Michael Buckius is a control person of Gateway Investment Advisers.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Michael Buckius has held the filed role since March 2021.
The firm
Form ADV filed 21 July 2026
Career on record
Michael Buckius has been registered through Gateway Investment Advisers since January 2024, and before that through Gateway Investment Advisers LP.
- – present · 3 yearsCincinnati, OH · Adviser representative · Firm CRD 146681
- – · 16 yearsCincinnati, OH · Adviser representative · Firm CRD 146681
- Gateway Investment Advisers LP– · 6 yearsCincinnati, OH · Adviser representative · Firm CRD 106700
- Passed Series 7 and Series 63 · 1995
Registrations and exams
Michael Buckius has a current investment-adviser registration in Ohio and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Ohio | Investment adviser representative | Approved | 9 January 2024 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 1995 |
| Series 7 | General Securities Representative Examination | 31 October 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael Thomas Buckius
- CRD
- 2281417
- Registration status
- Investment adviser registration
- Office
- 312 WALNUT STREET, SUITE 3500, Cincinnati, OH 45202-9834
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Michael Buckius work?
Michael Buckius has been Chief Executive Officer, Chief Investment Officer, Board Member, and Portfolio Manager of Gateway Investment Advisers, LLC since March 2021, and is a control person of the firm.
Is Michael Buckius a financial advisor?
Yes. Michael Buckius has a current investment-adviser registration in Ohio, through Gateway Investment Advisers since January 2024, as of 17 October 2026.
How many years of experience does Michael Buckius have?
Michael Buckius has worked in the financial industry for 24 years as of 17 October 2026, counted from 14 October 2002, across 2 adviser firms.
What exams has Michael Buckius passed?
Michael Buckius has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in October 1995.
Where did Michael Buckius work before Gateway Investment Advisers?
Before Gateway Investment Advisers, Michael Buckius was registered through Gateway Investment Advisers LP, October 2002 to May 2008.
Where is Michael Buckius based?
Michael Buckius’ registered office is in Cincinnati, OH.
Leadership at Gateway Investment Advisers
- Daniel AshcraftSenior Vice President, Board Member, and Portfolio Manager
- Dylan BarlowVice President and Portfolio Manager
- Daniel BeckwithSenior Vice President and Portfolio Manager
- Theresa BridgeVice President and Chief Financial Officer
- Michael KnapkeVice President, Director of Marketing
- Julie SchmuellingPresident, Chief Operating Officer, and Board Member
- Stephen SolakaSenior Vice President and Portfolio Manager
- Kenneth ToftSenior Vice President and Portfolio Manager
- Mitchell TrottaVice President and Portfolio Manager
- Tricia TomichGeneral Counsel, Chief Compliance Officer, and Secretary
- David GiuntaBoard Member
- Maxwell HopkinsChief Risk Officer, Assistant General Counsel, and Compliance Officer
- James OrfanosBoard Member
- Eric WardBoard Member