Todd Adams has been an investment adviser representative at RIA Advisory Group since April 2021, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
Todd Adams’ longest registration is the current one, 5 years at RIA Advisory Group since 2021. Before joining RIA Advisory Group in 2021, Todd Adams was registered through Ameritas Advisory Services and Horace Mann Investors, Inc.
- RIA Advisory Group, LLCCurrent– present · 5 yearsOmaha, NE · Adviser representative · Firm CRD 152566
- Ameritas Advisory Services– · 5 yearsOmaha, NE · Adviser representative · Firm CRD 14869
- Horace Mann Investors, Inc.– · under a yearFremont, NE · Adviser representative · Firm CRD 11643
Investment adviser representative registrations
Todd Adams is registered as an investment adviser representative in 2 states. The first approvals date from April 2021; the most recent is Iowa, in July 2026.
- IowaSince 7 July 2026
- NebraskaSince 20 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 March 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 February 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 September 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Todd William Adams
- CRD
- 4912538
- Firm
- RIA Advisory Group · CRD 152566
- Office
- Omaha, NE
- Registration
- Investment adviser registration
- In the industry since
- June 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Todd Adams work?
Todd Adams is an investment adviser representative registered through RIA Advisory Group, LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Todd Adams a financial advisor?
Yes. Todd Adams has a current investment-adviser registration in Iowa and Nebraska, through RIA Advisory Group since April 2021.
How many years of experience does Todd Adams have?
Todd Adams has 17 years in the financial industry, since June 2009, across 3 adviser firms.
What exams has Todd Adams passed?
Todd Adams has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in September 2009. FINRA credited Todd Adams with the SIE, which began in October 2018.
Where did Todd Adams work before RIA Advisory Group?
Before RIA Advisory Group, Todd Adams was registered through Ameritas Advisory Services, February 2016 to April 2021; Horace Mann Investors, Inc., March 2015 to December 2015.
Where is Todd Adams based?
Todd Adams’ registered office is in Omaha, NE.
Is Todd Adams registered with FINRA?
No. Todd Adams has no current broker registration.
How can I verify Todd Adams’ record?
Search CRD 4912538 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Adams’ full registration record.
