Skip to content

Stephanie Theisinger

Chief Compliance Officer at RIA Advisory Group

Firm officerUpdated

Stephanie Theisinger has been Chief Compliance Officer of RIA Advisory Group, LLC, a Des Moines, IA investment adviser managing $568M, since February 2026.

2026
In role since
$568M
Firm AUM
1,996
Firm clients
25
Firm advisers

From Form ADV filed 23 June 2026Form ADV

Career

Stephanie Theisinger is a control person of RIA Advisory Group and directly owns under 5% of it.

RIA Advisory Group is an investment adviser based in Des Moines, IA, registered with the SEC since 2020. It provides investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $568 million, as filed on 23 June 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
8233194
Firm
RIA Advisory Group · CRD 152566
Role
Chief Compliance Officer
In role since
February 2026 · under a year
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Des Moines, IA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Stephanie Theisinger work?

Stephanie Theisinger has been Chief Compliance Officer of RIA Advisory Group, LLC since February 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 June 2026

How can I verify Stephanie Theisinger’s record?

Stephanie Theisinger’s role is listed on RIA Advisory Group, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 152566.

Source: Form ADV, Schedule A, filed 23 June 2026

Leadership at RIA Advisory Group

Sources

  1. IAPD individual lookup, CRD 8233194, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of RIA Advisory Group, LLC, filed 23 June 2026. Title, control and ownership bands.