Dana Rausch has been Managing Member of RIA Advisory Group since December 2020, is a control person of the firm and directly owns between 25% and 50% of it.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
Dana Rausch is Investment Advisor Representative and Owner of RIA Advisory Group, based in Sioux Falls, SD. His primary role is working with business owners to create retirement plans and implement succession and estate plans. He also assists with the recruitment and development of advisors and advisory teams for RIA Advisory Group.
Dana Rausch’s longest registration is the current one, 6 years at RIA Advisory Group since 2020. Before joining RIA Advisory Group in 2020, Dana Rausch was registered through Visionpoint Advisory Group and Principal Securities, Inc.
- RIA Advisory Group, LLCCurrent– present · 6 yearsSioux Falls, SD · Adviser representative · Firm CRD 152566
- Visionpoint Advisory Group– · 2 yearsSioux Falls, SD · Adviser representative · Firm CRD 168733
- Principal Securities, Inc.– · 4 yearsWatertown, SD · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Dana Rausch is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2020; the most recent is Texas, in December 2024.
- South DakotaSince 14 August 2020
- TexasResidentSince 12 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 June 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 May 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dana Gene Rausch
- CRD
- 5669987
- Firm
- RIA Advisory Group · CRD 152566
- Role
- Managing Member
- Office
- 6300 S. Old Village Pl, Suite 100, Sioux Falls, SD 57108
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- riaadvisorygroup.com
Where does Dana Rausch work?
Dana Rausch has been Managing Member of RIA Advisory Group, LLC since December 2020, and is a control person of the firm.
Is Dana Rausch a financial advisor?
Yes. Dana Rausch has a current investment-adviser registration in South Dakota and Texas, through RIA Advisory Group since August 2020.
How many years of experience does Dana Rausch have?
Dana Rausch has 17 years in the financial industry, since May 2009, across 3 adviser firms.
What exams has Dana Rausch passed?
Dana Rausch has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 2009. FINRA credited Dana Rausch with the SIE, which began in October 2018.
Where did Dana Rausch work before RIA Advisory Group?
Before RIA Advisory Group, Dana Rausch was registered through Principal Securities, Inc., January 2013 to December 2017.
Where is Dana Rausch based?
Dana Rausch’s registered office is in Sioux Falls, SD.
Is Dana Rausch registered with FINRA?
No. Dana Rausch has no current broker registration.
How can I verify Dana Rausch’s record?
Search CRD 5669987 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dana Rausch’s full registration record.