Tod Lenhoff has been an investment adviser representative at Wealth Compass Financial since September 2021, and is not listed among the firm’s executive officers or direct owners.
Wealth Compass Financial, Inc. is a Carlsbad, CA firm with $115M under management, 251 clients and 2 advisers across 2 offices, as of its April 2026 filing.
Tod Lenhoff’s longest registration was 9 years at Financial West Group (2003–2012). Before joining Wealth Compass Financial in 2021, Tod Lenhoff was registered through Madison Avenue Securities, LLC and Ae Wealth Management, LLC.
- – present · 5 yearsCarlsbad, CA · Adviser representative · Firm CRD 290139
- Madison Avenue Securities, LLC– · under a yearCarlsbad, CA · Adviser representative · Firm CRD 23224
- Ae Wealth Management, LLC– · 5 yearsCarlsbad, CA · Adviser representative · Firm CRD 282580
- Global Financial Private Capital, LLC– · 2 yearsCarlsbad, CA · Adviser representative · Firm CRD 132070
- Capital Synergy Partners– · 2 yearsVista, CA · Adviser representative · Firm CRD 148733
- Financial West Group– · 9 yearsVista, CA · Adviser representative · Firm CRD 16668
Investment adviser representative registrations
Tod Lenhoff is registered as an investment adviser representative in California, since September 2021.
- CaliforniaSince 27 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 January 2003 |
| Series 7 | General Securities Representative Examination | 18 July 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Tod Leighton Lenhoff
- CRD
- 3255143
- Firm
- Wealth Compass Financial · CRD 290139
- Office
- 5860 Owens Ave #150, Carlsbad, CA 92008
- Registration
- Investment adviser registration
- In the industry since
- March 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Tod Lenhoff work?
Tod Lenhoff is an investment adviser representative registered through Wealth Compass Financial, Inc. since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Tod Lenhoff a financial advisor?
Yes. Tod Lenhoff has a current investment-adviser registration in California, through Wealth Compass Financial since September 2021.
How many years of experience does Tod Lenhoff have?
Tod Lenhoff has 26 years in the financial industry, since March 2000, across 6 adviser firms.
What exams has Tod Lenhoff passed?
Tod Lenhoff has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in July 1999. FINRA credited Tod Lenhoff with the SIE, which began in October 2018.
Where did Tod Lenhoff work before Wealth Compass Financial?
Before Wealth Compass Financial, Tod Lenhoff was registered through Madison Avenue Securities, LLC, December 2016 to April 2017; Global Financial Private Capital, LLC, October 2014 to December 2016; Capital Synergy Partners, August 2012 to October 2014; Financial West Group, January 2003 to August 2012.
Where is Tod Lenhoff based?
Tod Lenhoff’s registered office is in Carlsbad, CA.
Is Tod Lenhoff registered with FINRA?
No. Tod Lenhoff has no current broker registration.
How can I verify Tod Lenhoff’s record?
Search CRD 3255143 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tod Lenhoff’s full registration record.