Steven Nuckols has been President & Chief Compliance Officer of Wealth Compass Financial since September 2017, is a control person of the firm and directly owns 75% or more of it.
Wealth Compass Financial, Inc. is a Carlsbad, CA firm with $115M under management, 251 clients and 2 advisers across 2 offices, as of its April 2026 filing.
Steven Nuckols’ longest registration is the current one, 5 years at Wealth Compass Financial since 2021. Before joining Wealth Compass Financial in 2021, Steven Nuckols was registered through Gunderson Capital Management.
- – present · 5 yearsCarlsbad, CA · Adviser representative · Firm CRD 290139
- Gunderson Capital Management– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 140795
Investment adviser representative registrations
Steven Nuckols is registered as an investment adviser representative in California, since March 2021.
- CaliforniaSince 30 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 July 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Steven Thomas Nuckols
- CRD
- 6320555
- Firm
- Wealth Compass Financial · CRD 290139
- Role
- President & Chief Compliance Officer
- Office
- 5860 Owens Ave, Suite 150, Carlsbad, CA 92008
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Nuckols work?
Steven Nuckols has been President & Chief Compliance Officer of Wealth Compass Financial, Inc. since September 2017, and is a control person of the firm.
Is Steven Nuckols a financial advisor?
Yes. Steven Nuckols has a current investment-adviser registration in California, through Wealth Compass Financial since March 2021.
How many years of experience does Steven Nuckols have?
Steven Nuckols has 9 years in the financial industry, since November 2016, across 2 adviser firms.
What exams has Steven Nuckols passed?
Steven Nuckols passed the Series 65 in July 2015.
Where did Steven Nuckols work before Wealth Compass Financial?
Before Wealth Compass Financial, Steven Nuckols was registered through Gunderson Capital Management, July 2015 to September 2016.
Where is Steven Nuckols based?
Steven Nuckols’ registered office is in Carlsbad, CA.
Is Steven Nuckols registered with FINRA?
No. Steven Nuckols has no current broker registration.
How can I verify Steven Nuckols’ record?
Search CRD 6320555 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Nuckols’ full registration record.