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Timothy Lyons

Director, Managing Director-Trading at Fifth Third Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Timothy Lyons is Director, Managing Director-Trading of Fifth Third Securities, Inc., a Cincinnati investment adviser managing $10.9B. Timothy Lyons has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Fifth Third Securities

Title on Schedule A
Director, Managing Director-Trading
Control
Timothy Lyons is a control person of Fifth Third Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Timothy Lyons has held the filed role since March 2023.

The firm

Fifth Third Securities, Inc.
Cincinnati, OH

Form ADV filed 14 July 2026

$10.9B AUM47,014 clients848 advisers25 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2023
  2. Passed Series 7TO and Series 63 · 2022
  3. Passed Series 3 · 2004
  4. Passed Series 7 · 1994

Registrations and exams

Broker registration; no current adviser registration. Timothy Lyons has passed 5 qualifying exams.

Examinations

Series 6316 September 2022
Name
Uniform Securities Agent State Law Examination
Series 249 January 2023
Name
General Securities Principal Examination
Series 7TO29 July 2022
Name
General Securities Representative Examination
Series 323 August 2004
Name
National Commodity Futures Examination
Series 713 November 1994
Name
General Securities Representative Examination

Individual record

Full name
Timothy Lyons
CRD
2544688
Firm
Fifth Third Securities, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Timothy Lyons work?

Timothy Lyons has been Director, Managing Director-Trading of Fifth Third Securities, Inc. since March 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 July 2026

Does Timothy Lyons have a current investment-adviser registration?

Timothy Lyons has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Timothy Lyons passed?

Timothy Lyons has passed 5 licensing exams: the Series 7, Series 3, Series 7TO, Series 63 and Series 24. The earliest, the Series 7, was passed in November 1994.

Source: IAPD individual record, checked 17 October 2026

Leadership at Fifth Third Securities

  • Jarrett Andrew Jacobs
    Director, BD Chief Compliance Officer/RIA Chief Compliance Officer
  • Robert Albert Corsarie
    Director, Head of Retail Brokerage
  • Shannon Johnson Mobley
    Director, Regional Investment Manager
  • Ginger Michelle Kelly
    Director, Chief Administrative Officer - Retail
  • James Paul Ludwick
    Director, Executive Director of Institutional Business
  • Robert Franklin Marcus
    Director, Head of Capital Markets
  • Justin Michael Overmann
    Director, Principal Operations Officer
  • Christopher Scott Stratmoen
    Director, Principal Financial Officer

Sources

  1. IAPD individual record, CRD 2544688. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Fifth Third Securities, Inc., filed 14 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Timothy Lyons or Fifth Third Securities, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.