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Ginger Kelly

Director, Chief Administrative Officer - Retail at Fifth Third Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Ginger Kelly is Director, Chief Administrative Officer - Retail of Fifth Third Securities, Inc., a Cincinnati investment adviser managing $10.9B. Ginger Kelly has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Fifth Third Securities

Title on Schedule A
Director, Chief Administrative Officer - Retail
Control
Ginger Kelly is a control person of Fifth Third Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ginger Kelly has held the filed role since March 2011.

The firm

Fifth Third Securities, Inc.
Cincinnati, OH

Form ADV filed 14 July 2026

$10.9B AUM47,014 clients848 advisers25 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2004
  4. Passed Series 63 · 1997
  5. Passed Series 7 · 1993

Registrations and exams

Broker registration; no current adviser registration. Ginger Kelly has passed 5 qualifying exams.

Examinations

Series 6319 November 1997
Name
Uniform Securities Agent State Law Examination
Series 2410 February 2004
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 726 June 1993
Name
General Securities Representative Examination

Individual record

Full name
Ginger Michelle Kelly
CRD
2357692
Firm
Fifth Third Securities, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Ginger Kelly work?

Ginger Kelly has been Director, Chief Administrative Officer - Retail of Fifth Third Securities, Inc. since March 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 July 2026

Does Ginger Kelly have a current investment-adviser registration?

Ginger Kelly has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Ginger Kelly passed?

Ginger Kelly has passed 5 licensing exams: the Series 7, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in June 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Fifth Third Securities

  • Jarrett Andrew Jacobs
    Director, BD Chief Compliance Officer/RIA Chief Compliance Officer
  • Robert Albert Corsarie
    Director, Head of Retail Brokerage
  • Shannon Johnson Mobley
    Director, Regional Investment Manager
  • James Paul Ludwick
    Director, Executive Director of Institutional Business
  • Timothy Lyons
    Director, Managing Director-Trading
  • Robert Franklin Marcus
    Director, Head of Capital Markets
  • Justin Michael Overmann
    Director, Principal Operations Officer
  • Christopher Scott Stratmoen
    Director, Principal Financial Officer

Sources

  1. IAPD individual record, CRD 2357692. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Fifth Third Securities, Inc., filed 14 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ginger Kelly or Fifth Third Securities, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.