Timothy Anderson has been an investment adviser representative at Delta Investment Management since April 2024, and is not listed among the firm’s executive officers or direct owners.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Timothy Anderson’s longest registration was 7 years at Oppenheimer & Co. Inc. (2007–2015). Before joining Delta Investment Management in 2024, Timothy Anderson was registered through Stifel, Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc.
- – present · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
- Stifel, Nicolaus & Company, Incorporated– · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 793
- Oppenheimer & Co. Inc.– · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 249
- Morgan Stanley & Co., Incorporated– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 7556
- UBS Painewebber Inc.– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Timothy Anderson is registered as an investment adviser representative in California, since April 2024.
- CaliforniaSince 18 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 October 1988 |
| Series 7 | General Securities Representative Examination | 18 June 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy Patrick Anderson
- CRD
- 1605230
- Firm
- Delta Investment Management · CRD 149596
- Office
- 708 Montgomery Street, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- September 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Anderson work?
Timothy Anderson is an investment adviser representative registered through Delta Investment Management, LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Anderson a financial advisor?
Yes. Timothy Anderson has a current investment-adviser registration in California, through Delta Investment Management since April 2024.
How many years of experience does Timothy Anderson have?
Timothy Anderson has 38 years in the financial industry, since September 1988, across 6 adviser firms.
What exams has Timothy Anderson passed?
Timothy Anderson has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 1988. FINRA credited Timothy Anderson with the SIE, which began in October 2018.
Where did Timothy Anderson work before Delta Investment Management?
Before Delta Investment Management, Timothy Anderson was registered through Stifel, Nicolaus & Company, Incorporated, May 2015 to October 2019; Oppenheimer & Co. Inc., September 2007 to June 2015; Morgan Stanley & Co., Incorporated, April 2007 to September 2007; Morgan Stanley, December 2002 to April 2007; UBS Painewebber Inc., April 2001 to December 2002.
Where is Timothy Anderson based?
Timothy Anderson’s registered office is in San Francisco, CA.
Is Timothy Anderson registered with FINRA?
No. Timothy Anderson has no current broker registration.
How can I verify Timothy Anderson’s record?
Search CRD 1605230 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Anderson’s full registration record.
