Thomas Van Vuren has been Managing Director of Alley Investment Management since November 2021, is a control person of the firm and directly owns under 5% of it. Thomas Van Vuren holds a Bachelor's degree in Philosophy from Colgate University.
Alley Investment Management Company, LLC is a Lake Forest, IL firm with $907M under management, 170 clients and 5 advisers in one office, as of its March 2026 filing.
Tom Van Vuren is a Managing Director of Alley Company. He has investment experience dating back to 1998 and joined Alley Company in 2014, after working as a senior equity analyst at Holland Capital Management and as a portfolio specialist at GW&K Asset Management.
Thomas Van Vuren’s longest registration was 6 years at Alley Company, LLC (2015–2022). Before joining Alley Investment Management in 2022, Thomas Van Vuren was registered through Alley Company, LLC.
- Alley Company, LLC– · 6 yearsLake Forest, IL · Adviser representative · Firm CRD 112702
Professional designations
Listed by Alley Investment Management
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Thomas Van Vuren is registered as an investment adviser representative in Illinois, since January 2022.
- IllinoisSince 4 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 55 | Limited Representative-Equity Trader Exam | 16 September 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 February 2002 |
| Series 7 | General Securities Representative Examination | 6 February 2002 |
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Fisher Van Vuren
- CRD
- 4486604
- Firm
- Alley Investment Management · CRD 317544
- Role
- Managing Director
- Office
- 272 MARKET SQUARE, SUITE 214, Lake Forest, IL 60045
- Registration
- Investment adviser registration
- In the industry since
- February 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- alleycompanyllc.com
Where does Thomas Van Vuren work?
Thomas Van Vuren has been Managing Director of Alley Investment Management Company, LLC since November 2021, and is a control person of the firm.
Is Thomas Van Vuren a financial advisor?
Yes. Thomas Van Vuren has a current investment-adviser registration in Illinois, through Alley Investment Management since January 2022.
How many years of experience does Thomas Van Vuren have?
Thomas Van Vuren has 11 years in the financial industry, since February 2015, across 2 adviser firms.
What exams has Thomas Van Vuren passed?
Thomas Van Vuren has passed 3 licensing exams: the Series 7, Series 63 and Series 55. The earliest, the Series 7, was passed in February 2002.
Where did Thomas Van Vuren work before Alley Investment Management?
Before Alley Investment Management, Thomas Van Vuren was registered through Alley Company, LLC, February 2015 to January 2022.
Where is Thomas Van Vuren based?
Thomas Van Vuren’s registered office is in Lake Forest, IL.
Is Thomas Van Vuren registered with FINRA?
No. Thomas Van Vuren has no current broker registration.
Is Thomas Van Vuren a CFA charterholder?
Alley Investment Management lists Thomas Van Vuren with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Thomas Van Vuren’s record?
Search CRD 4486604 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Van Vuren’s full registration record.
