Rik Duryea has been Managing Director of Alley Investment Management since November 2021, is a control person of the firm and directly owns under 5% of it. Rik Duryea holds a Bachelor's degree in Economics from Colorado College.
Alley Investment Management Company, LLC is a Lake Forest, IL firm with $907M under management, 170 clients and 5 advisers in one office, as of its March 2026 filing.
Rik Duryea is a Managing Director of Alley Company. He began his investment career in 1993 and joined Alley Company in 2005, after working as a senior equity analyst at St. Paul Travelers and as an equity analyst at Piper Jaffray.
Rik Duryea’s longest registration was 10 years at Alley Company, LLC (2011–2022). Before joining Alley Investment Management in 2022, Rik Duryea was registered through Alley Company, LLC.
- Alley Company, LLC– · 10 yearsLake Forest, IL · Adviser representative · Firm CRD 112702
Professional designations
Listed by Alley Investment Management
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Rik Duryea is registered as an investment adviser representative in Illinois, since January 2022.
- IllinoisSince 3 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 16 October 1995 |
| Series 7 | General Securities Representative Examination | 7 August 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rik Willis Duryea
- CRD
- 2310257
- Firm
- Alley Investment Management · CRD 317544
- Role
- Managing Director
- Office
- 272 MARKET SQUARE, SUITE 214, Lake Forest, IL 60045
- Registration
- Investment adviser registration
- In the industry since
- March 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- alleycompanyllc.com
Where does Rik Duryea work?
Rik Duryea has been Managing Director of Alley Investment Management Company, LLC since November 2021, and is a control person of the firm.
Is Rik Duryea a financial advisor?
Yes. Rik Duryea has a current investment-adviser registration in Illinois, through Alley Investment Management since January 2022.
How many years of experience does Rik Duryea have?
Rik Duryea has 15 years in the financial industry, since March 2011, across 2 adviser firms.
What exams has Rik Duryea passed?
Rik Duryea has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1995.
Where did Rik Duryea work before Alley Investment Management?
Before Alley Investment Management, Rik Duryea was registered through Alley Company, LLC, March 2011 to January 2022.
Where is Rik Duryea based?
Rik Duryea’s registered office is in Lake Forest, IL.
Is Rik Duryea registered with FINRA?
No. Rik Duryea has no current broker registration.
Is Rik Duryea a CFA charterholder?
Alley Investment Management lists Rik Duryea with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Rik Duryea’s record?
Search CRD 2310257 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rik Duryea’s full registration record.
