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Stacy Ambrosini

Chief Compliance Officer at Alley Investment Management

Firm officerUpdated

Stacy Ambrosini has been Chief Compliance Officer of Alley Investment Management Company, LLC, a Lake Forest, IL investment adviser managing $907M, since March 2024.

2
Years in role
$907M
Firm AUM
170
Firm clients
5
Firm advisers

From Form ADV filed 30 March 2026Form ADV

Career

Stacy Ambrosini is not listed as a control person, but directly owns under 5% of Alley Investment Management.

Alley Investment Management is an investment adviser based in Lake Forest, IL, registered with the SEC since 2021. It provides investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $907 million, as filed on 30 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
5028152
Firm
Alley Investment Management · CRD 317544
Role
Chief Compliance Officer
In role since
March 2024 · 2 years
Control person
Not listed
Direct ownership
Under 5%
Firm headquarters
Lake Forest, IL
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Stacy Ambrosini work?

Stacy Ambrosini has been Chief Compliance Officer of Alley Investment Management Company, LLC since March 2024.

Source: Form ADV, Schedule A, filed 30 March 2026

How can I verify Stacy Ambrosini’s record?

Stacy Ambrosini’s role is listed on Alley Investment Management Company, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 317544.

Source: Form ADV, Schedule A, filed 30 March 2026

Leadership at Alley Investment Management

Sources

  1. IAPD individual lookup, CRD 5028152, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Alley Investment Management Company, LLC, filed 30 March 2026. Title, control and ownership bands.