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Thomas Turner

Chief Investment Strategist at Great Lakes Advisors

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Thomas Turner is Chief Investment Strategist of Great Lakes Advisors, LLC, a Chicago investment adviser managing $16.2B. Thomas Turner has passed the Series 7, Series 63 and SIE.

Role at Great Lakes Advisors

Title on Schedule A
Chief Investment Strategist
Control
Thomas Turner is a control person of Great Lakes Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Thomas Turner has held the filed role since January 2013.

The firm

Great Lakes Advisors, LLC
Chicago, IL

Form ADV filed 8 September 2026

$16.2B AUM1,731 clients37 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 and Series 63 · 2007

Registrations and exams

No current adviser or broker registration. Thomas Turner has passed 3 qualifying exams.

Examinations

Series 635 April 2007
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 74 April 2007
Name
General Securities Representative Examination

Individual record

Full name
Thomas Jason Turner
CRD
5263045
Firm
Great Lakes Advisors, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Thomas Turner work?

Thomas Turner has been Chief Investment Strategist of Great Lakes Advisors, LLC since January 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 September 2026

Does Thomas Turner have a current investment-adviser registration?

Thomas Turner has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Thomas Turner passed?

Thomas Turner has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in April 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at Great Lakes Advisors

Sources

  1. IAPD individual record, CRD 5263045. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Great Lakes Advisors, LLC, filed 8 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Thomas Turner or Great Lakes Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.