Role at Cary Street Partners Investment Advisory
- Title on Schedule A
- Secretary/Treasurer, Managing Director; Chief Strategy Officer, Legal and Finance (CSPF)
- Control
- Thomas Tullidge is a control person of Cary Street Partners Investment Advisory.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Thomas Tullidge has held the filed role since October 2017.
The firm
Form ADV filed 30 March 2026
Career on record
Thomas Tullidge has been registered through Cary Street Partners Investment Advisory since April 2008.
- Passed Series 99TO and Series 79TO · 2023
- Passed SIE · 2018
- Cary Street PartnersCurrent– present · 19 yearsRichmond, VA · Adviser representative · Firm CRD 128545
- Passed Series 65 · 2008
- Passed Series 4 · 2007
- Passed Series 24 · 2003
- Passed Series 7 and Series 63 · 1997
Registrations and exams
Thomas Tullidge has a current investment-adviser registration in Virginia and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Virginia | Investment adviser representative | Approved | 9 April 2008 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 April 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 November 1997 |
| Series 4 | Registered Options Principal Examination | 24 April 2007 |
| Series 24 | General Securities Principal Examination | 18 September 2003 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 6 May 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Thomas Hogshead Tullidge
- CRD
- 2858022
- Registration status
- Investment adviser and broker registrations
- Office
- 901 EAST BYRD STREET, SUITE 1001, Richmond, VA 23219
- Firm bio
- carystreetpartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Thomas Tullidge is listed as chief strategy officer for Legal & Finance and managing director. The biography describes his corporate finance and legal background. Official firm biography
Education
- B.S. in Accounting, University of VirginiaOfficial firm biography
- Juris Doctor, University of VirginiaOfficial firm biography
Common questions
Where does Thomas Tullidge work?
Thomas Tullidge has been Secretary/Treasurer, Managing Director; Chief Strategy Officer, Legal and Finance (CSPF) of Cary Street Partners Investment Advisory LLC since October 2017, and is a control person of the firm.
Is Thomas Tullidge a financial advisor?
Yes. Thomas Tullidge has a current investment-adviser registration in Virginia, through Cary Street Partners Investment Advisory since April 2008, as of 17 October 2026.
How many years of experience does Thomas Tullidge have?
Thomas Tullidge has worked in the financial industry for 27 years as of 17 October 2026, counted from 13 May 1999, across 1 adviser firm.
What exams has Thomas Tullidge passed?
Thomas Tullidge has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 65, SIE, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in May 1997.
Where is Thomas Tullidge based?
Thomas Tullidge’s registered office is in Richmond, VA.
Leadership at Cary Street Partners Investment Advisory
- Joseph SchmucklerChief Executive Officer (CSPF)
- Walter BaynePresident, Managing Director
- Kevin MitchellChief Financial Officer, Director
- Wesley GallupChief Operating Officer, Managing Director
- Nancy OliverChief Compliance Officer, Director
- Matthew RubinChief Investment Officer, Managing Director