Role at Cary Street Partners Investment Advisory
- Title on Schedule A
- Chief Investment Officer, Managing Director
- Control
- Matthew Rubin is a control person of Cary Street Partners Investment Advisory.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Matthew Rubin has held the filed role since January 2024.
The firm
Form ADV filed 30 March 2026
Career on record
Matthew Rubin has been registered through Cary Street Partners Investment Advisory since June 2024, and before that through Anchorcove Partners and Matrix Private Capital Group.
- Cary Street PartnersCurrent– present · 2 yearsMorristown, NJ · Adviser representative · Firm CRD 128545
- Cary Street Partners Asset ManagementCurrent– present · 2 yearsMorristown, NJ · Adviser representative · Firm CRD 289178
- Anchorcove Partners– · 1 yearRoslyn, NY · Adviser representative · Firm CRD 324955
- Matrix Private Capital Group– · 1 yearNew York, NY · Adviser representative · Firm CRD 285531
- Passed SIE · 2016
- Passed Series 63 · 2005
- Passed Series 7 · 2002
Registrations and exams
Matthew Rubin has a current investment-adviser registration in New Jersey and New York and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New Jersey | Investment adviser representative | Approved | 17 June 2024 |
| New York | Investment adviser representative | Approved | 1 January 2026 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 6 June 2005 |
| SIE | Securities Industry Essentials Examination | 13 April 2016 |
| Series 7 | General Securities Representative Examination | 30 January 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Matthew Lawrence Rubin
- CRD
- 3057508
- Registration status
- Investment adviser registration
- Office
- 1200 Mt. Kemble Avenue, Suite 100, Morristown, NJ 07960
- Firm bio
- carystreetpartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Matthew Rubin is the firm’s chief investment officer and oversees investment strategy and portfolio management. Official firm biography
Education
- B.A., Stony Brook UniversityOfficial firm biography
- Executive Management Program, Stanford UniversityOfficial firm biography
Common questions
Where does Matthew Rubin work?
Matthew Rubin has been Chief Investment Officer, Managing Director of Cary Street Partners Investment Advisory LLC since January 2024, and is a control person of the firm.
Is Matthew Rubin a financial advisor?
Yes. Matthew Rubin has a current investment-adviser registration in New Jersey and New York, through Cary Street Partners Investment Advisory since June 2024, as of 17 October 2026.
How many years of experience does Matthew Rubin have?
Matthew Rubin has worked in the financial industry for 4 years as of 17 October 2026, counted from 31 January 2022, across 4 adviser firms.
What exams has Matthew Rubin passed?
Matthew Rubin has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in January 2002.
Where did Matthew Rubin work before Cary Street Partners Investment Advisory?
Before Cary Street Partners Investment Advisory, Matthew Rubin was registered through Anchorcove Partners, February 2023 to March 2024; Matrix Private Capital Group, August 2021 to November 2022.
Where is Matthew Rubin based?
Matthew Rubin’s registered office is in Morristown, NJ.
Leadership at Cary Street Partners Investment Advisory
- Joseph SchmucklerChief Executive Officer (CSPF)
- Walter BaynePresident, Managing Director
- Kevin MitchellChief Financial Officer, Director
- Wesley GallupChief Operating Officer, Managing Director
- Nancy OliverChief Compliance Officer, Director
- Thomas TullidgeSecretary/Treasurer, Managing Director; Chief Strategy Officer, Legal and Finance (CSPF)