Thomas Shrager has been Member of Management Committee of Tweedy, Browne since October 1997, is a control person of the firm and directly owns under 5% of it. Thomas Shrager holds a BA from Columbia University and a Master's in International Affairs from Columbia University.
Tweedy, Browne Company LLC is a Stamford, CT firm with $7.13B under management, 222 clients and 11 advisers across 2 offices, as of its June 2026 filing.
Thomas H. Shrager is a Managing Director of Tweedy, Browne and has been with the firm since 1989. He is a member of the firm's Investment and Management Committees, President and a Director of Tweedy, Browne Fund Inc., and Chairman of the Board of Directors of the Tweedy, Browne Value Funds, domiciled in Luxembourg. Previously he had worked in mergers and acquisitions at Bear Stearns and as a consultant for Arthur D. Little.
- Tweedy, Browne Company LLCCurrent– present · 11 yearsStamford, CT · Adviser representative · Firm CRD 6857
Investment adviser representative registrations
Thomas Shrager is registered as an investment adviser representative in Connecticut, since October 2014.
- ConnecticutSince 28 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 21 September 2009 |
| Series 7 | General Securities Representative Examination | 8 January 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Henrik Shrager
- CRD
- 2069335
- Firm
- Tweedy, Browne · CRD 6857
- Role
- Member of Management Committee
- Office
- ONE STATION PLACE, Stamford, CT 06902
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- tweedymanaged.com
Where does Thomas Shrager work?
Thomas Shrager has been Member of Management Committee of Tweedy, Browne Company LLC since October 1997, and is a control person of the firm.
Is Thomas Shrager a financial advisor?
Yes. Thomas Shrager has a current investment-adviser registration in Connecticut, through Tweedy, Browne since October 2014.
How many years of experience does Thomas Shrager have?
Thomas Shrager has 23 years in the financial industry, since January 2003, across 1 adviser firm.
What exams has Thomas Shrager passed?
Thomas Shrager has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in January 2003. FINRA credited Thomas Shrager with the SIE, which began in October 2018.
Where is Thomas Shrager based?
Thomas Shrager’s registered office is in Stamford, CT.
Is Thomas Shrager registered with FINRA?
Yes. Thomas Shrager has a current broker registration, under CRD 2069335.
Source: FINRA BrokerCheck
How can I verify Thomas Shrager’s record?
Search CRD 2069335 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Shrager’s full registration record.
- Laura ArnottChief Compliance Officer
Roger De BreeMember of Management Committee- Glenn FinnChief Operations Officer
John HillMember of Management Committee- Susan LivelyGeneral Counsel
Jason MinardMember of Management Committee
John SpearsMember of Management Committee
Robert WyckoffMember of Management Committee