John Spears has been Member of Management Committee of Tweedy, Browne since October 1997, is a control person of the firm and directly owns between 5% and 10% of it. John Spears studied University of Pennsylvania at The Wharton School. John Spears studied at Babson Institute of Business Administration and Drexel Institute of Technology.
Tweedy, Browne Company LLC is a Stamford, CT firm with $7.13B under management, 222 clients and 11 advisers across 2 offices, as of its June 2026 filing.
John D. Spears is a Managing Director of Tweedy, Browne and has been with the firm since 1974. He is a member of the firm's Investment and Management Committees and Vice President of Tweedy, Browne Fund Inc. Previously, he had been in the investment business with Berger, Kent Associates; Davic Associates; and Hornblower & Weeks-Hemphill, Noyes & Co.
- Tweedy, Browne Company LLCCurrent– present · 11 yearsStamford, CT · Adviser representative · Firm CRD 6857
Investment adviser representative registrations
John Spears is registered as an investment adviser representative in Connecticut, since October 2014.
- ConnecticutSince 28 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 1990 |
| Series 00 | General Securities Principal Examination | 2 June 1975 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Full name
- John Douglas Spears
- CRD
- 808685
- Firm
- Tweedy, Browne · CRD 6857
- Role
- Member of Management Committee
- Office
- ONE STATION PLACE, Stamford, CT 06902
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1975
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- tweedymanaged.com
Where does John Spears work?
John Spears has been Member of Management Committee of Tweedy, Browne Company LLC since October 1997, and is a control person of the firm.
Is John Spears a financial advisor?
Yes. John Spears has a current investment-adviser registration in Connecticut, through Tweedy, Browne since October 2014.
How many years of experience does John Spears have?
John Spears has 51 years in the financial industry, since June 1975, across 1 adviser firm.
What exams has John Spears passed?
John Spears has passed 4 licensing exams: the Series 00, Series 63, Series 24 and Series 7TO. The earliest, the Series 00, was passed in June 1975. FINRA credited John Spears with the SIE, which began in October 2018.
Where is John Spears based?
John Spears’ registered office is in Stamford, CT.
Is John Spears registered with FINRA?
Yes. John Spears has a current broker registration, under CRD 808685.
Source: FINRA BrokerCheck
How can I verify John Spears’ record?
Search CRD 808685 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Spears’ full registration record.
- Laura ArnottChief Compliance Officer
Roger De BreeMember of Management Committee- Glenn FinnChief Operations Officer
John HillMember of Management Committee- Susan LivelyGeneral Counsel
Jason MinardMember of Management Committee
Thomas ShragerMember of Management Committee
Robert WyckoffMember of Management Committee