Glenn Finn has been Chief Operations Officer of Tweedy, Browne since April 1999, is not listed as a control person, but directly owns under 5% of the firm.
Tweedy, Browne Company LLC is a Stamford, CT firm with $7.13B under management, 222 clients and 11 advisers across 2 offices, as of its June 2026 filing.
No adviser firm registrations are on Glenn Finn’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 13 January 2005 |
| Series 2 | Non-Member General Securities Examination | 15 February 1996 |
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Non-Member General Securities Examination
- Full name
- Glenn Christopher Finn
- CRD
- 2718270
- Firm
- Tweedy, Browne · CRD 6857
- Role
- Chief Operations Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Glenn Finn work?
Glenn Finn has been Chief Operations Officer of Tweedy, Browne Company LLC since April 1999.
Does Glenn Finn have a current investment-adviser registration?
Glenn Finn has no current investment-adviser or broker registration.
What exams has Glenn Finn passed?
Glenn Finn has passed 2 licensing exams: the Series 2 and Series 28. The earliest, the Series 2, was passed in February 1996.
Is Glenn Finn registered with FINRA?
No. Glenn Finn has no current broker registration.
How can I verify Glenn Finn’s record?
Search CRD 2718270 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Glenn Finn’s full registration record.
- Laura ArnottChief Compliance Officer
Roger De BreeMember of Management Committee
John HillMember of Management Committee- Susan LivelyGeneral Counsel
Jason MinardMember of Management Committee
Thomas ShragerMember of Management Committee
John SpearsMember of Management Committee
Robert WyckoffMember of Management Committee