Thomas Sargent has been Director of Bradley Foster & Sargent since July 2000, is a control person of the firm and directly owns between 10% and 25% of it. Thomas Sargent holds a BA in Economics & History from Union College and an MBA from Amos Tuck School of Business Administration at Dartmouth College.
Bradley Foster & Sargent Inc is a Hartford, CT firm with $9.07B under management, 1,944 clients and 32 advisers across 9 offices, as of its April 2026 filing.
Thomas D. Sargent is Executive VP, Chief Investment Officer & Portfolio Manager of Bradley, Foster & Sargent. He is the chief investment officer, a portfolio manager, and a member of the firm's board of directors. Previously, he managed Conning & Company's institutional investment management business, serving as a member of Conning's executive committee, with responsibility for equity research, institutional sales, and equity trading. He was also a principal in Conning's venture capital/private equity area.
- Bradley Foster & Sargent IncCurrent– present · 26 yearsHartford, CT · Adviser representative · Firm CRD 106928
Professional designations
Listed by Bradley Foster & Sargent
- CFA®
Investment adviser representative registrations
Thomas Sargent is registered as an investment adviser representative in 10 states. The first approvals date from October 2000; the most recent is Florida, in July 2026.
- CaliforniaSince 21 July 2026
- ColoradoSince 21 July 2026
- ConnecticutSince 10 October 2000
- FloridaSince 28 July 2026
- IllinoisSince 25 June 2026
- MaineSince 8 August 2021
- MassachusettsSince 9 August 2021
- New YorkSince 21 July 2026
- OhioSince 9 August 2021
- PennsylvaniaSince 8 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 9 February 2000 |
- Name
- General Securities Representative Examination
- Full name
- Thomas Denney Sargent
- CRD
- 1593933
- Firm
- Bradley Foster & Sargent · CRD 106928
- Role
- Director
- Office
- 185 ASYLUM STREET, CITYPLACE II, 11TH FLOOR, Hartford, CT 06103
- Registration
- Investment adviser registration
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bfsinvest.com
Where does Thomas Sargent work?
Thomas Sargent has been Director of Bradley Foster & Sargent Inc since July 2000, and is a control person of the firm.
Is Thomas Sargent a financial advisor?
Yes. Thomas Sargent has a current investment-adviser registration in California, Colorado, Connecticut, Florida, Illinois, Maine, Massachusetts, New York, Ohio and Pennsylvania, through Bradley Foster & Sargent since October 2000.
How many years of experience does Thomas Sargent have?
Thomas Sargent has 26 years in the financial industry, since October 2000, across 1 adviser firm.
What exams has Thomas Sargent passed?
Thomas Sargent passed the Series 7 in February 2000.
Where is Thomas Sargent based?
Thomas Sargent’s registered office is in Hartford, CT.
Is Thomas Sargent registered with FINRA?
No. Thomas Sargent has no current broker registration.
Is Thomas Sargent a CFA charterholder?
Bradley Foster & Sargent lists Thomas Sargent with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Thomas Sargent’s record?
Search CRD 1593933 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Sargent’s full registration record.
- Galan DaukasPresident and CEO
- Guergana RangatchevaChief Financial
- Andrew GordonChief Compliance Officer
- Rosa ChenDirector of Research and Portfolio Manager
- Eugene DaponteEVP
- Keith LaroseDirector
- Joseph WalkerChief Operations Officer
- Robert BradleyChairman
- Cameron BurnsEVP
- Gregory MillerEVP
- Peter KirschenbaumEVP