Joseph Walker is a control person of Bradley Foster & Sargent and directly owns under 5% of it. Joseph Walker holds a BA in Finance and Comparative Sociology from the University of Puget Sound.
Bradley Foster & Sargent is an investment adviser based in Hartford, CT, registered with the SEC since 1994. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $9.07 billion, as filed on 6 April 2026. Its fees, ownership and offices are on the firm’s profile.
Joseph A. Walker is Chief Operations Officer of Bradley, Foster & Sargent. As chief operations officer, he manages the daily activities of the client service, technology, and operations teams, and he supports the leadership team on related compliance, finance, and strategic initiatives. Most recently, he was first vice president of wealth technology & operations at People's United Bank and head of wealth technology & strategy at People's United Advisors. Earlier, he co-founded two financial technology start-ups, including UNAPEN Inc., where he was CEO and head of strategic consulting.
- CRD
- 7363416
- Firm
- Bradley Foster & Sargent · CRD 106928
- Role
- Chief Operations Officer
- In role since
- April 2021 · 5 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Hartford, CT
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bfsinvest.com
Where does Joseph Walker work?
Joseph Walker has been Chief Operations Officer of Bradley Foster & Sargent Inc since April 2021, and is a control person of the firm.
How can I verify Joseph Walker’s record?
Joseph Walker’s role is listed on Bradley Foster & Sargent Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 106928.