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Andrew Gordon

Chief Compliance Officer at Bradley Foster & Sargent

Firm officerUpdated

Andrew Gordon has been Chief Compliance Officer of Bradley Foster & Sargent Inc, a Hartford, CT investment adviser managing $9.07B, since March 2021.

5
Years in role
$9.07B
Firm AUM
1,944
Firm clients
32
Firm advisers

From Form ADV filed 6 April 2026Form ADV

Career

Andrew Gordon is a control person of Bradley Foster & Sargent and directly owns under 5% of it. Andrew Gordon holds a BA in Accounting from Bryant College.

Bradley Foster & Sargent is an investment adviser based in Hartford, CT, registered with the SEC since 1994. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $9.07 billion, as filed on 6 April 2026. Its fees, ownership and offices are on the firm’s profile.

Andrew R. Gordon is Chief Compliance Officer of Bradley, Foster & Sargent. As chief compliance officer, he is responsible for ensuring the company's compliance with all applicable federal, state, and local laws, rules, and regulations. Previously, he spent 11 years with Peoples United Bank as vice president of compliance, wealth management, overseeing the wealth management division.

Credentials

Professional designations

Listed by Bradley Foster & Sargent

  • Certified Internal Auditor®
  • Certified Financial Services Auditor®
  • Certified Fiduciary and Investment Risk Specialist®

Key facts

CRD
7363410
Firm
Bradley Foster & Sargent · CRD 106928
Role
Chief Compliance Officer
In role since
March 2021 · 5 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Hartford, CT
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Andrew Gordon work?

Andrew Gordon has been Chief Compliance Officer of Bradley Foster & Sargent Inc since March 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 April 2026

How can I verify Andrew Gordon’s record?

Andrew Gordon’s role is listed on Bradley Foster & Sargent Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 106928.

Source: Form ADV, Schedule A, filed 6 April 2026

Leadership at Bradley Foster & Sargent

Sources

  1. IAPD individual lookup, CRD 7363410, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Bradley Foster & Sargent Inc, filed 6 April 2026. Title, control and ownership bands.
  3. Bradley Foster & Sargent team page. Biography, education, credentials, awards.