Thomas Mullinix has been an investment adviser representative at TFB Advisors since August 2022, and is not listed among the firm’s executive officers or direct owners.
TFB Advisors, LLC is an Overland Park, KS firm with $840M under management, 1,355 clients and 19 advisers across 7 offices, as of its April 2026 filing.
Thomas Mullinix’s longest registration was 11 years at Ameritas Advisory Services (2010–2021). Before joining TFB Advisors in 2022, Thomas Mullinix was registered through Ameritas Advisory Services, LLC and Ameritas Advisory Services.
- Ameritas Advisory Services, LLC– · 1 yearLakewood, CO · Adviser representative · Firm CRD 317245
- Ameritas Advisory Services– · 11 yearsLakewood, CO · Adviser representative · Firm CRD 14869
Investment adviser representative registrations
Thomas Mullinix is registered as an investment adviser representative in Colorado, since August 2022.
- ColoradoSince 5 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 July 2010 |
| Series 7 | General Securities Representative Examination | 13 June 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Baker Mullinix
- CRD
- 5792865
- Firm
- TFB Advisors · CRD 321870
- Office
- 274 Union Blvd, Suite 220, Lakewood, CO 80228
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Mullinix work?
Thomas Mullinix is an investment adviser representative registered through TFB Advisors, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Mullinix a financial advisor?
Yes. Thomas Mullinix has a current investment-adviser registration in Colorado, through TFB Advisors since August 2022.
How many years of experience does Thomas Mullinix have?
Thomas Mullinix has 16 years in the financial industry, since June 2010, across 3 adviser firms.
What exams has Thomas Mullinix passed?
Thomas Mullinix has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2010. FINRA credited Thomas Mullinix with the SIE, which began in October 2018.
Where did Thomas Mullinix work before TFB Advisors?
Before TFB Advisors, Thomas Mullinix was registered through Ameritas Advisory Services, August 2010 to November 2021.
Where is Thomas Mullinix based?
Thomas Mullinix’s registered office is in Lakewood, CO.
Is Thomas Mullinix registered with FINRA?
Yes. Thomas Mullinix has a current broker registration, under CRD 5792865.
Source: FINRA BrokerCheck
How can I verify Thomas Mullinix’s record?
Search CRD 5792865 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Mullinix’s full registration record.
Jeffrey PytlinskiPresident- Matthew SwendimanChief Compliance Officer
- David WentzManaging Member
- William StappMember