David Wentz has been Managing Member of TFB Advisors since April 2022, is a control person of the firm and directly owns between 50% and 75% of it.
TFB Advisors, LLC is an Overland Park, KS firm with $840M under management, 1,355 clients and 19 advisers across 7 offices, as of its April 2026 filing.
David Wentz’s longest registration was 15 years at Ameritas Advisory Services (2006–2021). Before joining TFB Advisors in 2022, David Wentz was registered through Ameritas Advisory Services, LLC and Ameritas Advisory Services.
- TFB Advisors, LLCCurrent– present · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 321870
- Ameritas Advisory Services, LLC– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 317245
- Ameritas Advisory Services– · 15 yearsOverland Park, KS · Adviser representative · Firm CRD 14869
- Carillon Investments, Inc– · 8 yearsOverland Park, KS · Adviser representative · Firm CRD 14646
Investment adviser representative registrations
David Wentz is registered as an investment adviser representative in 2 states. The first approvals date from August 2022; the most recent is Arizona, in August 2023.
- ArizonaSince 3 August 2023
- KansasSince 3 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 22 January 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 February 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 November 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 August 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Butler Wentz
- CRD
- 2165965
- Firm
- TFB Advisors · CRD 321870
- Role
- Managing Member
- Office
- 4801 WEST 110TH STREET, SUITE 200, Overland Park, KS 66211
- Registration
- Investment adviser registration
- In the industry since
- August 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does David Wentz work?
David Wentz has been Managing Member of TFB Advisors, LLC since April 2022, and is a control person of the firm.
Is David Wentz a financial advisor?
Yes. David Wentz has a current investment-adviser registration in Arizona and Kansas, through TFB Advisors since August 2022.
How many years of experience does David Wentz have?
David Wentz has 35 years in the financial industry, since August 1991, across 4 adviser firms.
What exams has David Wentz passed?
David Wentz has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in August 1991. FINRA credited David Wentz with the SIE, which began in October 2018.
Where did David Wentz work before TFB Advisors?
Before TFB Advisors, David Wentz was registered through Ameritas Advisory Services, June 2006 to November 2021; Carillon Investments, Inc, December 1997 to June 2006.
Where is David Wentz based?
David Wentz’s registered office is in Overland Park, KS.
Is David Wentz registered with FINRA?
No. David Wentz has no current broker registration.
How can I verify David Wentz’s record?
Search CRD 2165965 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Wentz’s full registration record.
Jeffrey PytlinskiPresident- Matthew SwendimanChief Compliance Officer
- William StappMember