William Stapp has held the title Member at TFB Advisors since April 2022, is not listed as a control person, but directly owns between 25% and 50% of the firm.
TFB Advisors, LLC is an Overland Park, KS firm with $840M under management, 1,355 clients and 19 advisers across 7 offices, as of its April 2026 filing.
William Stapp’s longest registration was 15 years at Ameritas Advisory Services (2006–2021). Before joining TFB Advisors in 2022, William Stapp was registered through Ameritas Advisory Services, LLC and Ameritas Advisory Services.
- TFB Advisors, LLCCurrent– present · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 321870
- Ameritas Advisory Services, LLC– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 317245
- Ameritas Advisory Services– · 15 yearsOverland Park, KS · Adviser representative · Firm CRD 14869
- Carillon Investments, Inc– · 6 yearsOverland Park, KS · Adviser representative · Firm CRD 14646
Investment adviser representative registrations
William Stapp is registered as an investment adviser representative in 2 states. Each was approved in August 2022.
- KansasSince 4 August 2022
- TexasSince 4 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 June 1999 |
| Series 7 | General Securities Representative Examination | 8 April 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 September 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 September 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Grant Stapp
- CRD
- 2792338
- Firm
- TFB Advisors · CRD 321870
- Role
- Member
- Office
- 4801 WEST 110TH STREET, SUITE 200, Overland Park, KS 66211
- Registration
- Investment adviser registration
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does William Stapp work?
William Stapp has held the title Member at TFB Advisors, LLC since April 2022.
Is William Stapp a financial advisor?
Yes. William Stapp has a current investment-adviser registration in Kansas and Texas, through TFB Advisors since August 2022.
How many years of experience does William Stapp have?
William Stapp has 30 years in the financial industry, since September 1996, across 4 adviser firms.
What exams has William Stapp passed?
William Stapp has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in September 1996. FINRA credited William Stapp with the SIE, which began in October 2018.
Where did William Stapp work before TFB Advisors?
Before TFB Advisors, William Stapp was registered through Ameritas Advisory Services, June 2006 to November 2021; Carillon Investments, Inc, March 2000 to June 2006.
Where is William Stapp based?
William Stapp’s registered office is in Overland Park, KS.
Is William Stapp registered with FINRA?
No. William Stapp has no current broker registration.
How can I verify William Stapp’s record?
Search CRD 2792338 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Stapp’s full registration record.
Jeffrey PytlinskiPresident- Matthew SwendimanChief Compliance Officer
- David WentzManaging Member