Thomas Mitose has been an investment adviser representative at Forthright Capital Advisory since July 2026, and is not listed among the firm’s executive officers or direct owners.
Forthright Capital Advisory LLC is a Las Vegas, NV firm with $108M under management, 987 clients and 21 advisers across 20 offices, as of its August 2026 filing.
Thomas Mitose’s longest registration was 1 year at Edward Jones (2024–2026). Before joining Forthright Capital Advisory in 2026, Thomas Mitose was registered through Edward Jones and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Forthright CapitalCurrent– present · under a yearBrentwood, CA · Adviser representative · Firm CRD 323596
- Edward Jones– · 1 yearBenicia, CA · Adviser representative · Firm CRD 250
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearStockton, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Thomas Mitose is registered as an investment adviser representative in California, since July 2026.
- CaliforniaSince 10 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 November 2022 |
| Series 7TO | General Securities Representative Examination | 24 October 2022 |
| SIE | Securities Industry Essentials Examination | 22 April 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Thomas Barro Mitose
- CRD
- 7530008
- Firm
- Forthright Capital Advisory · CRD 323596
- Office
- Brentwood, CA
- Registration
- Investment adviser registration
- In the industry since
- December 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Mitose work?
Thomas Mitose is an investment adviser representative registered through Forthright Capital Advisory LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Mitose a financial advisor?
Yes. Thomas Mitose has a current investment-adviser registration in California, through Forthright Capital Advisory since July 2026.
How many years of experience does Thomas Mitose have?
Thomas Mitose has 3 years in the financial industry, since December 2022, across 3 adviser firms.
What exams has Thomas Mitose passed?
Thomas Mitose has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in April 2022.
Where did Thomas Mitose work before Forthright Capital Advisory?
Before Forthright Capital Advisory, Thomas Mitose was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2022 to July 2024.
Where is Thomas Mitose based?
Thomas Mitose’s registered office is in Brentwood, CA.
Is Thomas Mitose registered with FINRA?
No. Thomas Mitose has no current broker registration.
How can I verify Thomas Mitose’s record?
Search CRD 7530008 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Mitose’s full registration record.
