Thomas Meyer has been an investment adviser representative at Carolina Wealth Management since September 2014, and is not listed among the firm’s executive officers or direct owners.
Carolina Wealth Management, Inc. is a Greenville, NC firm with $798M under management, 646 clients and 8 advisers across 2 offices, as of its April 2026 filing.
Duff Meyer is Institutional Director of Carolina Wealth Management and its Director of Qualified Plans. Meyer helps plan sponsors understand and remain compliant in the changing regulatory environment. Meyer has written several articles and presented to management and human resource organizations on ways to improve a qualified plan.
Thomas Meyer’s longest registration is the current one, 12 years at Carolina Wealth Management since 2014. Before joining Carolina Wealth Management in 2014, Thomas Meyer was registered through Securian Financial Services, Inc.
- – present · 12 yearsGreenville, NC · Adviser representative · Firm CRD 131393
- – · 4 yearsGreenville, NC · Adviser representative · Firm CRD 131393
- Securian Financial Services, Inc.– · under a yearPinehurst, NC · Adviser representative · Firm CRD 15296
Professional designations
Listed by Carolina Wealth Management
- Accredited Investment Fiduciary (AIF)
Investment adviser representative registrations
Thomas Meyer is registered as an investment adviser representative in North Carolina, since September 2014.
- North CarolinaSince 17 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 March 2007 |
| Series 7 | General Securities Representative Examination | 12 March 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Duffy Meyer
- CRD
- 5299318
- Firm
- Carolina Wealth Management · CRD 131393
- Office
- 1706-A EAST ARLINGTON BLVD., Greenville, NC 27858
- Registration
- Investment adviser registration
- In the industry since
- August 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mycarolinawealth.com
Where does Thomas Meyer work?
Thomas Meyer is an investment adviser representative registered through Carolina Wealth Management, Inc. since September 2014, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Meyer a financial advisor?
Yes. Thomas Meyer has a current investment-adviser registration in North Carolina, through Carolina Wealth Management since September 2014.
How many years of experience does Thomas Meyer have?
Thomas Meyer has 17 years in the financial industry, since August 2009, across 2 adviser firms.
What exams has Thomas Meyer passed?
Thomas Meyer has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2007.
Where did Thomas Meyer work before Carolina Wealth Management?
Before Carolina Wealth Management, Thomas Meyer was registered through Securian Financial Services, Inc., October 2007 to August 2008.
Where is Thomas Meyer based?
Thomas Meyer’s registered office is in Greenville, NC.
Is Thomas Meyer registered with FINRA?
No. Thomas Meyer has no current broker registration.
How can I verify Thomas Meyer’s record?
Search CRD 5299318 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Meyer’s full registration record.
