David Damm has been Chief Executive Officer of Carolina Wealth Management since April 2004, is a control person of the firm and directly owns between 25% and 50% of it. David Damm holds a Bachelor of Science degree from Appalachian State University and an MBA from East Carolina University.
Carolina Wealth Management, Inc. is a Greenville, NC firm with $798M under management, 646 clients and 8 advisers across 2 offices, as of its April 2026 filing.
David R. Damm is co-founder and Managing Partner of Carolina Wealth Management, Inc. He also serves as a senior investment advisor, helping individuals and families develop investment strategies, and his work focuses on investment management and retirement planning. He has more than 25 years of experience in the financial services industry and has written investment-related articles and conducted educational seminars.
- – present · 10 yearsGreenville, NC · Adviser representative · Firm CRD 131393
Professional designations
Listed by Carolina Wealth Management
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
David Damm is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2016; the most recent is Texas, in April 2020.
- North CarolinaSince 20 April 2016
- TexasResidentSince 8 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 April 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Ronald Damm
- CRD
- 3090486
- Firm
- Carolina Wealth Management · CRD 131393
- Role
- Chief Executive Officer
- Office
- 1706-A EAST ARLINGTON BLVD., Greenville, NC 27858
- Registration
- Investment adviser registration
- In the industry since
- April 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mycarolinawealth.com
Where does David Damm work?
David Damm has been Chief Executive Officer of Carolina Wealth Management, Inc. since April 2004, and is a control person of the firm.
Is David Damm a financial advisor?
Yes. David Damm has a current investment-adviser registration in North Carolina and Texas, through Carolina Wealth Management since April 2016.
How many years of experience does David Damm have?
David Damm has 10 years in the financial industry, since April 2016, across 1 adviser firm.
What exams has David Damm passed?
David Damm passed the Series 65 in April 2016.
Where is David Damm based?
David Damm’s registered office is in Greenville, NC.
Is David Damm registered with FINRA?
No. David Damm has no current broker registration.
How can I verify David Damm’s record?
Search CRD 3090486 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Damm’s full registration record.
Derek PszennyPresident, Chief Compliance Officer- David SilverOwner