Derek Pszenny has been President, Chief Compliance Officer of Carolina Wealth Management since March 2005, is a control person of the firm and directly owns between 25% and 50% of it.
Carolina Wealth Management, Inc. is a Greenville, NC firm with $798M under management, 646 clients and 8 advisers across 2 offices, as of its April 2026 filing.
Derek Pszenny is Managing Partner of Carolina Wealth Management, Inc. Pszenny is a co-founder of the firm and serves as a senior investment advisor to individual and corporate clients. Pszenny is also the firm's liaison with other professional advisors in the areas of tax, estate and charitable planning.
- – present · 5 yearsGreenville, NC · Adviser representative · Firm CRD 131393
Investment adviser representative registrations
Derek Pszenny is registered as an investment adviser representative in North Carolina, since December 2020.
- North CarolinaSince 11 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 December 2020 |
| Series 7 | General Securities Representative Examination | 26 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 1997 |
| Series 52 | Municipal Securities Representative Examination | 30 October 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Derek Sanderson Pszenny
- CRD
- 2951968
- Firm
- Carolina Wealth Management · CRD 131393
- Role
- President, Chief Compliance Officer
- Office
- 1706-A EAST ARLINGTON BLVD., Greenville, NC 27858
- Registration
- Investment adviser registration
- In the industry since
- December 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mycarolinawealth.com
Where does Derek Pszenny work?
Derek Pszenny has been President, Chief Compliance Officer of Carolina Wealth Management, Inc. since March 2005, and is a control person of the firm.
Is Derek Pszenny a financial advisor?
Yes. Derek Pszenny has a current investment-adviser registration in North Carolina, through Carolina Wealth Management since December 2020.
How many years of experience does Derek Pszenny have?
Derek Pszenny has 5 years in the financial industry, since December 2020, across 1 adviser firm.
What exams has Derek Pszenny passed?
Derek Pszenny has passed 4 licensing exams: the Series 52, Series 63, Series 7 and Series 65. The earliest, the Series 52, was passed in October 1997.
Where is Derek Pszenny based?
Derek Pszenny’s registered office is in Greenville, NC.
Is Derek Pszenny registered with FINRA?
No. Derek Pszenny has no current broker registration.
How can I verify Derek Pszenny’s record?
Search CRD 2951968 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek Pszenny’s full registration record.
David DammChief Executive Officer- David SilverOwner