Skip to content

Thomas Mandia

Secretary at Franklin Templeton Fund Adviser

Officer recordForm ADV filed 3 September 2026

Thomas Mandia is Secretary of Franklin Templeton Fund Adviser, LLC, a New York investment adviser.

Career

Thomas Mandia has been Secretary of Franklin Templeton Fund Adviser since April 2006. Thomas Mandia is a control person of the firm and directly owns under 5% of it.

Franklin Templeton Fund Adviser, LLC is a New York, NY firm with $167B under management, 125 clients and 0 advisers in one office, as of its September 2026 filing.

The Franklin Templeton fund filing says Mandia has served in legal and fund-secretary roles across the Franklin Templeton and Legg Mason fund complex.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Thomas Mandia is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Thomas Mandia
CRD
4757118
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Thomas Mandia work?

Thomas Mandia has been Secretary of Franklin Templeton Fund Adviser, LLC since April 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Leadership at Franklin Templeton Fund Adviser

Sources

  1. IAPD individual lookup, CRD 4757118. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Franklin Templeton Fund Adviser, LLC, filed 3 September 2026. Title, control and ownership bands.
  3. Franklin Templeton official fund filing. Biography.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction