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Fred Jensen

Chief Compliance Officer at Franklin Templeton Fund Adviser

Broker registration; no current adviser registration

Fred Jensen is Chief Compliance Officer of Franklin Templeton Fund Adviser, LLC, a New York investment adviser managing $167B. Fred Jensen has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

9
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Fred Jensen has been Chief Compliance Officer of Franklin Templeton Fund Adviser since December 2024. Fred Jensen is a control person of the firm and directly owns under 5% of it.

Franklin Templeton Fund Adviser, LLC is a New York, NY firm with $167B under management, 125 clients and 0 advisers in one office, as of its September 2026 filing.

The Franklin Templeton fund filing lists Jensen in global compliance and describes his earlier Legg Mason compliance roles.

No adviser firm registrations are on Fred Jensen’s record.

Credentials and registrations

Examinations

Series 52TO25 September 2025
Name
Municipal Securities Representative Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 417 February 2004
Name
Registered Options Principal Examination
Series 5315 May 2001
Name
Municipal Securities Principal Examination
Series 2428 March 2001
Name
General Securities Principal Examination
Series 1013 September 2000
Name
General Securities Sales Supervisor - General Module Examination
Series 92 August 2000
Name
General Securities Sales Supervisor - Options Module Examination
Series 659 June 1999
Name
Uniform Investment Adviser Law Examination
Series 6326 May 1999
Name
Uniform Securities Agent State Law Examination
Series 719 May 1999
Name
General Securities Representative Examination

Individual record

Full name
Fred Steven Jensen
CRD
3203649

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Fred Jensen work?

Fred Jensen has been Chief Compliance Officer of Franklin Templeton Fund Adviser, LLC since December 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does Fred Jensen have a current investment-adviser registration?

Fred Jensen has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Fred Jensen passed?

Fred Jensen has passed 9 licensing exams: the Series 7, Series 63, Series 65, Series 9, Series 10, Series 24, Series 53, Series 4 and Series 52TO. The earliest, the Series 7, was passed in May 1999. FINRA credited Fred Jensen with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Franklin Templeton Fund Adviser

Sources

  1. IAPD individual record, CRD 3203649. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Franklin Templeton Fund Adviser, LLC, filed 3 September 2026. Title, control and ownership bands.
  3. Franklin Templeton official fund filing. Biography.

Retrieved 17 October 2026. The SEC record may have been amended since.

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