Career
Thomas Grenville has been Chief Compliance Officer of Jefferies Finance since June 2023. Thomas Grenville is a control person of the firm and directly owns under 5% of it.
Jefferies Finance LLC is a New York, NY firm with $24.6B under management, 60 clients and 51 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Thomas Grenville’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 11 October 2019 |
| Series 24 | General Securities Principal Examination | 26 July 2019 |
| Series 7TO | General Securities Representative Examination | 22 March 2019 |
| SIE | Securities Industry Essentials Examination | 25 January 2019 |
| Series 7 | General Securities Representative Examination | 18 June 1996 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Thomas Grenville
- CRD
- 2737719
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Thomas Grenville work?
Thomas Grenville has been Chief Compliance Officer of Jefferies Finance LLC since June 2023, and is a control person of the firm.
Does Thomas Grenville have a current investment-adviser registration?
Thomas Grenville has a current broker registration and no current investment-adviser registration.
What exams has Thomas Grenville passed?
Thomas Grenville has passed 5 licensing exams: the Series 7, SIE, Series 7TO, Series 24 and Series 63. The earliest, the Series 7, was passed in June 1996.