Career
Thomas Brady has been President of Jefferies Finance since December 2016. Thomas Brady is a control person of the firm and directly owns under 5% of it. Thomas Brady holds a BS in Finance from Fairfield University.
Jefferies Finance LLC is a New York, NY firm with $24.6B under management, 60 clients and 51 advisers in one office, as of its March 2026 filing.
Jefferies identifies Tom Brady as President of Jefferies Finance. His biography describes prior leveraged-finance roles at GE Capital and Heller Financial.
No adviser firm registrations are on Thomas Brady’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 2007 |
| Series 7 | General Securities Representative Examination | 7 June 2007 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Thomas G Brady
- CRD
- 1789446
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Thomas Brady work?
Thomas Brady has been President of Jefferies Finance LLC since December 2016, and is a control person of the firm.
Does Thomas Brady have a current investment-adviser registration?
Thomas Brady has a current broker registration and no current investment-adviser registration.
What exams has Thomas Brady passed?
Thomas Brady has passed 3 licensing exams: the Series 7, Series 63 and Series 79TO. The earliest, the Series 7, was passed in June 2007. FINRA credited Thomas Brady with the SIE, which began in October 2018.