Thomas Galvin has been an investment adviser representative at Sandro Wealth Management since December 2024, and is not listed among the firm’s executive officers or direct owners.
Sandro Wealth Management LLC is a Fairfield, NJ firm with $228M under management, 55 clients and 11 advisers across 6 offices, as of its August 2026 filing.
Tom Galvin is Co-CIO of Sandro Wealth. He has over 40 years of experience analyzing companies and investing equity and asset allocation portfolios. As Chief Investment Officer and Senior Managing Director at CNR, he worked closely with leadership for 12 years, served on CNR's Investment Committee and led a team of 30 investment professionals. Before joining CNR, he served as CIO, Director of Research, and Equity Analyst and Portfolio Manager at UBS, Forstmann-Leff Associates, Smith Barney, and Shearson Lehman Brothers.
Thomas Galvin’s longest registration was 9 years at City National Rochdale (2014–2024). Before joining Sandro Wealth Management in 2024, Thomas Galvin was registered through City National Rochdale.
- Sandro Wealth Management LLCCurrent– present · 1 yearPleasantville, NY · Adviser representative · Firm CRD 332113
- City National Rochdale– · 9 yearsNew York, NY · Adviser representative · Firm CRD 117198
Investment adviser representative registrations
Thomas Galvin is registered as an investment adviser representative in New York, since December 2024.
- New YorkSince 16 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 28 March 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 February 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Thomas A Galvin
- CRD
- 1892625
- Firm
- Sandro Wealth Management · CRD 332113
- Office
- Pleasantville, NY
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sandrowealth.com
Where does Thomas Galvin work?
Thomas Galvin is an investment adviser representative registered through Sandro Wealth Management LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Galvin a financial advisor?
Yes. Thomas Galvin has a current investment-adviser registration in New York, through Sandro Wealth Management since December 2024.
How many years of experience does Thomas Galvin have?
Thomas Galvin has 12 years in the financial industry, since November 2013, across 2 adviser firms.
What exams has Thomas Galvin passed?
Thomas Galvin has passed 2 licensing exams: the Series 65 and Series 7. The earliest, the Series 65, was passed in February 2010. FINRA credited Thomas Galvin with the SIE, which began in October 2018.
Where did Thomas Galvin work before Sandro Wealth Management?
Before Sandro Wealth Management, Thomas Galvin was registered through City National Rochdale, October 2014 to May 2024.
Where is Thomas Galvin based?
Thomas Galvin’s registered office is in Pleasantville, NY.
Is Thomas Galvin registered with FINRA?
No. Thomas Galvin has no current broker registration.
How can I verify Thomas Galvin’s record?
Search CRD 1892625 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Galvin’s full registration record.
