Kurt Hawkesworth has been President of Sandro Wealth Management since June 2024, is a control person of the firm and directly owns under 5% of it. Kurt Hawkesworth holds a J.D. from Hofstra School of Law.
Sandro Wealth Management LLC is a Fairfield, NJ firm with $228M under management, 55 clients and 11 advisers across 6 offices, as of its August 2026 filing.
Kurt Hawkesworth is President and Chief Legal Officer of Sandro Wealth. He leads the firm's strategic and operational initiatives, portfolio management and legal functions. During his tenure at Rochdale Investment Management and its affiliated broker/dealer, he served as Chief Operating Officer and Head of Portfolio Management, overseeing the Finance, Legal, Human Resources, Client Service, Technology, and Service Excellence Divisions.
Kurt Hawkesworth’s longest registration was 20 years at City National Rochdale (2003–2024).
- Symphonic Financial Advisors LLC– · 18 yearsNew York, NY · Adviser representative · Firm CRD 135603
- City National Rochdale– · 20 yearsNew York, NY · Adviser representative · Firm CRD 117198
Professional designations
Listed by Sandro Wealth Management
- Certified Private Wealth Advisor
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 62 | Corporate Securities Limited Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 82TO | Limited Representative-Private Securities Offerings | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 2000 |
| Series 4 | Registered Options Principal Examination | 4 October 2000 |
| Series 55 | Limited Representative-Equity Trader Exam | 24 August 2000 |
| Series 24 | General Securities Principal Examination | 30 March 2000 |
| Series 7 | General Securities Representative Examination | 29 November 1999 |
- Name
- Securities Trader Exam
- Name
- Corporate Securities Limited Representative Examination
- Name
- Operations Professional Examination
- Name
- Limited Representative-Private Securities Offerings
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Kurt Alexander Hawkesworth
- CRD
- 4043037
- Firm
- Sandro Wealth Management · CRD 332113
- Role
- President
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sandrowealth.com
Where does Kurt Hawkesworth work?
Kurt Hawkesworth has been President of Sandro Wealth Management LLC since June 2024, and is a control person of the firm.
Does Kurt Hawkesworth have a current investment-adviser registration?
Kurt Hawkesworth has no current investment-adviser or broker registration.
What exams has Kurt Hawkesworth passed?
Kurt Hawkesworth has passed 10 licensing exams: the Series 7, Series 24, Series 55, Series 4, Series 63, Series 66, Series 57TO, Series 62, Series 99TO and Series 82TO. The earliest, the Series 7, was passed in November 1999. FINRA credited Kurt Hawkesworth with the SIE, which began in October 2018.
Where was Kurt Hawkesworth previously registered as an investment adviser?
Kurt Hawkesworth has past investment-adviser registrations through Symphonic Financial Advisors LLC, August 2005 to May 2024; City National Rochdale, July 2003 to May 2024, across 2 firms.
Is Kurt Hawkesworth registered with FINRA?
No. Kurt Hawkesworth has no current broker registration.
How can I verify Kurt Hawkesworth’s record?
Search CRD 4043037 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kurt Hawkesworth’s full registration record.
