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Ian Leyden, portrait

Ian Leyden

Chief Compliance Officer, General Counsel at Sandro Wealth Management

No current adviser or broker registrationUpdated

Ian Leyden is Chief Compliance Officer, General Counsel of Sandro Wealth Management LLC, a Fairfield investment adviser managing $228M. Ian Leyden has passed the Series 7.

1
Licensing exams

From the IAPD record, checked 22 October 2026SEC record

Career

Ian Leyden has been Chief Compliance Officer, General Counsel of Sandro Wealth Management since March 2025, is a control person of the firm and directly owns under 5% of it. Ian Leyden holds a J.D. from Seton Hall University School of Law.

Sandro Wealth Management LLC is a Fairfield, NJ firm with $228M under management, 55 clients and 11 advisers across 6 offices, as of its August 2026 filing.

Ian Leyden is General Counsel and Chief Compliance Officer of Sandro Wealth. Leyden ensures regulatory compliance, provides legal oversight, shapes corporate governance structures, and co-manages operational strategies and growth initiatives. Previously, he served as Senior VP and Managing Director of Business Affairs and Investment Governance at a large financial institution.

No adviser firm registrations are on Ian Leyden’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 77 May 2018
Name
General Securities Representative Examination

Key facts

Full name
Ian Michael Leyden
CRD
6919930
Firm
Sandro Wealth Management · CRD 332113
Role
Chief Compliance Officer, General Counsel
Registration
No current adviser or broker registration
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Ian Leyden work?

Ian Leyden has been Chief Compliance Officer, General Counsel of Sandro Wealth Management LLC since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 August 2026

Does Ian Leyden have a current investment-adviser registration?

Ian Leyden has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 22 October 2026

What exams has Ian Leyden passed?

Ian Leyden passed the Series 7 in May 2018. FINRA credited Ian Leyden with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Is Ian Leyden registered with FINRA?

No. Ian Leyden has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Ian Leyden’s record?

Search CRD 6919930 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ian Leyden’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Sandro Wealth Management

Sources

  1. IAPD individual record, CRD 6919930, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Sandro Wealth Management LLC, filed 17 August 2026. Title, control and ownership bands.
  3. Sandro Wealth Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.